Srl |
Name of the Return |
Short Name |
Frequency |
Reference Dates |
Purpose |
Who are supposed to file the return |
1 |
Annual Returns By NBFCs/MNBCs |
NBS 1 |
Yearly |
31-March |
Details of Assets And Liabilities |
NBFCs-D/MNBCs |
1 |
Annual Returns By RNBCs |
NBS 1A |
Yearly |
31-March |
Details of Assets And |
RNBCs |
2 |
Half-Yearly Statement of etc By NBFCs and RNBCs |
NBS 2 |
Half Yearly |
31 March30 September, |
Capital Funds, Risk Assets, Asset Classification etc |
NBFCs-D and RNBCs |
3 |
Quarterly Return on Statutory Liquid Assets of NBFCs |
NBS 3 |
Quarterly |
31 March, 30-June, 30- September, 31 December |
Statutory Liquid Assets |
NBFCs-D |
3 |
Quarterly Return on Statutory Liquid Assets of RNBCs |
NBS 3A |
Quarterly |
31 March, 30-June, 30-September, 31 December |
Statutory Liquid Assets |
RNBCs |
4 |
Monthly Return on Repayment of Deposits |
NBS 4 |
Monthly |
Month-end |
Details of Public Deposits, Other Liabilities, Liquid Assets, Other Assets |
NBFCs holding public deposits whose applicationfor Certificate of Registration under Section 45-IA of RBI Act, 1934 have been rejected |
5 |
Monetary and Supervisory Return |
NBS 5 |
Quarterly |
31 March, 30-June, 30-September, 31 December |
Components of Assets, Liabilities, Interest Rates, Cash Inflow/Outflow etc. |
NBFCs-D And RNBCs holding Public Deposits of Rs.20 crore and above as per the last balance sheet. |
6 |
Monthly Return on Capital Market Exposure |
NBS 6 |
Monthly |
Month-end |
Details of Capital Market Exposure |
NBFCs-D Holding public deposits of Rs.50 crore or above and RNBCs having aggregate liabilities to the depositors of Rs. 50 crore and above. |
7 |
Monthly Return on Important Financial Parameters of NBFCs not accepting/holding public deposits and having asset size of Rs.100 crore |
|
Monthly |
Month-end |
Sources and Application of Funds, Profit and Loss Account, Asset Classification, Bank’s/Fis exposure on the company, Details of Capital Market Exposure etc. |
NBFCs-ND having asset- size of Rs.100 crore and above. |
8 |
Asset-Liability Management(ALM) Return |
|
Half Yearly |
31 March, 30 September |
Structural Liquidity, Short-term dynamic liquidity, Interest Rate sensitivity etc. |
All NBFCs Having Asset Size of Rs.100 crore and above and/or Public Deposits of Rs.20 crore and above. |
Note: NBFCs-D -> Deposit taking Non-Banking Financial Companies (NBFCs); MNBC -> Miscellaneous Non-Banking Company; RNBC- > Residuary Non-Banking Company; NBFCs-ND -> Non-Deposit taking NBFCs. |
