RBI/2012-13/125 DNBS (PD).CC. No295/03.10.42/2012-13 July 11, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List Please refer to DNBS (PD).CC. No 268 /03.10.42 /2011-12 dated April 4, 2012. The Chairman of UN Security Council's@@NBSP@@ 1988 Committee has issued notes dated March 2, 2012, March 19, 2012, May 18, 2012 June 1, 2012 and June 11, 2

RBI/2012-13/115 DNBS(PD).CC.No 294/03.10.42/2012-13 July 05, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989 (2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC. No 271/03.10.42/2011-12 dated May 3, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued notes dated April 30, 2012, May 3, 2012, May 7, 2012,

RBI/2011-12/581 DNBS.PD.CC.No.276/03.02.089/2011-12 May 30, 2012 All Infrastructure Finance Companies Uniformity in Risk weight for assets covering PPP and post COD projects The Reserve Bank, vide its notification No.DNBS.233/CGM(US)-2011 dated November 21, 2011 viz; Infrastructure Debt Fund-Non-Banking Financial Companies (Reserve Bank) Directions, 2011 issued detailed guidelines with regard to regulation of IDF-NBFCs.In terms of the Guidelines,for the purpose of com

RBI/2011-12/579 DNBS(PD).CC. No 275/03.10.42/2011-12 May 29, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) guidelines - accounts of proprietary concerns A reference is invited to para 1 and Annex vi of the Master Circular DNBS (PD) CC No.231/03.10.42/2011-12 dated July 1, 2011 on Master Circular – 'Know Your Customer' (KYC) Guidelines – Anti Money Laundering Standards (AML) - 'Prevention of Money Launderi

RBI/2011-12/557 DNBS.PD.CC.No.274/03.02.089/2011-12 May 11, 2012 All Core Investment Companies Core Investment Companies (Reserve Bank) Directions, 2011 – Clarification on CICs Issuing Guarantees In terms of the Core Investment Companies (Reserve Bank) Directions, 2011 dated January 05, 2011, every Systemically Important Core Investment Company (CIC-ND-SI) shall, apply to the Reserve Bank of India for grant of Certificate of Registration. Systemically important core i

RBI/2011-12/555 DNBS.PD. CC No. 272/03.10.01/2011-12 May 11, 2012 All Non-Banking Financial Companies (except Residuary Non-Banking Companies and Miscellaneous Non-Banking Companies) Dear Sir, Acceptance of Public Deposits Directions, 1998 – Eligible Credit Rating Agencies-Rating of Fixed Deposits by Brickwork Ratings Pvt Ltd (Brickwork) Please refer to the Master Circular DNBS (PD) CC No.223 / 03.02.001 / 2011-12 dated July 1, 2011 on Non-Banking Financial Companies

RBI/2011-12/556 DNBS.PD. CC No. 273/03.10.01/2011-12 May 11 , 2012 All Infrastructure Finance Companies, Non-Banking Financial Companies excluding Residuary Non-Banking Companies Dear Sir, Prudential Norms Directions, 2007 - Infrastructure Finance Companies - Eligible Credit Rating Agencies - Brickwork Ratings India Pvt. Ltd. (Brickwork) Please refer to the Master Circular DNBS (PD) CC No.225@@NBSP@@ / 03.02.001 / 2011-12 dated July 1, 2011 on Non-Banking Financial (N

RBI/2011-12/531 DNBS(PD).CC. No 271 /03.10.42 /2011-12 May 3, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989(2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC. No 269 /03.10.42 /2011-12 dated April 4, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued notes dated March 14, 2012, March 21, 2012, April

RBI/2011-12/485DNBS (PD).CC. No 268/03.10.42 /2011-12 April 04, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List Please refer to DNBS(PD).CC. No 262/03.10.42 /2011-12 dated March 20, 2012. The Chairman of UN Security Council's@@NBSP@@ 1988 Committee has issued a note dated February 14, 2012 (copy enclosed) regarding changes made in the “1988

RBI/2011-12/487 DNBS(PD).CC. No.270 /03.10.42 /2011-12 April 04 , 2012 @@NBSP@@ All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards Please refer to DNBS(PD).CC.No.257/03.10.42/ 2011-12 dated March 14, 2012 on risks arising from the deficiencies in AML/CFT regime of certain jurisdictions. 2. @@NBSP@@Financial Action Task Force (FATF) has updated its Statement o