Notifications - Regulating Non-Banking - આરબીઆઈ - Reserve Bank of India
notifications
જાન્યુ 23, 2015
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions List
RBI/2014-15/426 DNBR(PD).CC. No 014/03.10.42/2014-15 January 23, 2015 All NBFCs Dear Sirs, Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions List Please refer to our Circular DNBR(PD).CC.No.013/03.10.42/2014-15 dated January 20, 2015 on the captioned subject releasing 22nd update dated December 12, 2014 and 23rd update dated December 30, 2014 regarding UNSCR 1267(1999)/1989(2011) Committee’s Al Qaid
RBI/2014-15/426 DNBR(PD).CC. No 014/03.10.42/2014-15 January 23, 2015 All NBFCs Dear Sirs, Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions List Please refer to our Circular DNBR(PD).CC.No.013/03.10.42/2014-15 dated January 20, 2015 on the captioned subject releasing 22nd update dated December 12, 2014 and 23rd update dated December 30, 2014 regarding UNSCR 1267(1999)/1989(2011) Committee’s Al Qaid
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જાન્યુ 20, 2015
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions List
RBI/2014-15/415 DNBR(PD).CC.No.013/03.10.42/2014-15 January 20, 2015 All NBFCs Dear Sirs, Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions List Please refer to our Circular DNBR(PD).CC.No 008/03.10.42/2014-15 dated December 16, 2014 on the captioned subject releasing 20th update dated November 19, 2014 and 21st update dated November 24, 2014 regarding UNSCR 1267(1999)/1989(2011) Committee’s Al Qaid
RBI/2014-15/415 DNBR(PD).CC.No.013/03.10.42/2014-15 January 20, 2015 All NBFCs Dear Sirs, Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions List Please refer to our Circular DNBR(PD).CC.No 008/03.10.42/2014-15 dated December 16, 2014 on the captioned subject releasing 20th update dated November 19, 2014 and 21st update dated November 24, 2014 regarding UNSCR 1267(1999)/1989(2011) Committee’s Al Qaid
જાન્યુ 19, 2015
Flexible Structuring of Long Term Project Loans to Infrastructure and Core Industries
RBI/2014-15/413 DNBR.PD.CC.No.012/03.10.001/2014-15 January 19, 2015 All NBFCs Dear Sirs, Flexible Structuring of Long Term Project Loans to Infrastructure and Core Industries Based on the announcement made in the Union Budget 2013-14, Reserve Bank issued guidelines to banks for flexible structuring and refinancing of fresh term loans to long term project loans to infrastructure and core industries vide circulars DBOD.No.BP.BC.24/ 21.04.132/2014-15 dated July 15, 2014
RBI/2014-15/413 DNBR.PD.CC.No.012/03.10.001/2014-15 January 19, 2015 All NBFCs Dear Sirs, Flexible Structuring of Long Term Project Loans to Infrastructure and Core Industries Based on the announcement made in the Union Budget 2013-14, Reserve Bank issued guidelines to banks for flexible structuring and refinancing of fresh term loans to long term project loans to infrastructure and core industries vide circulars DBOD.No.BP.BC.24/ 21.04.132/2014-15 dated July 15, 2014
જાન્યુ 02, 2015
Obligation of NBFCs under Prevention of Money laundering Act, 2002 - Client Due Diligence measures
RBI/2014-15/383 DNBR(PD).CC.No.009/03.10.42/2014-15 January 2, 2015 All NBFCs Dear Sirs, Know your Customer (KYC) Norms/Anti-Money Laundering (AML) standards/ Combating of Financing of Terrorism (CFT)/ Obligation of NBFCs under Prevention of Money laundering Act (PMLA), 2002 - Client Due Diligence measures Please refer to our Master Circular DNBS(PD) CC.No.387/03.10.42/ 2014-15 July 1, 2014, as per which NBFCs are required to undertake ‘Client Due Diligence’ and apply
RBI/2014-15/383 DNBR(PD).CC.No.009/03.10.42/2014-15 January 2, 2015 All NBFCs Dear Sirs, Know your Customer (KYC) Norms/Anti-Money Laundering (AML) standards/ Combating of Financing of Terrorism (CFT)/ Obligation of NBFCs under Prevention of Money laundering Act (PMLA), 2002 - Client Due Diligence measures Please refer to our Master Circular DNBS(PD) CC.No.387/03.10.42/ 2014-15 July 1, 2014, as per which NBFCs are required to undertake ‘Client Due Diligence’ and apply
ડિસે 11, 2014
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions list
RBI/2014-15/346 DNBR(PD).CC.No.006/03.10.42/2014-15 December 11, 2014 All NBFCs Dear Sirs, Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions list Please refer to our Circular DNBS(PD).CC.No 357/03.10.42/2013-14 dated October 03, 2013 on the captioned subject and DNBS(PD).CC.No.409/03.10.42/2014-15 dated September 25, 2014 releasing 4th update of 2014 regarding UNSCR “1988 Sanctions List”, i.e. list of Individuals and entit
RBI/2014-15/346 DNBR(PD).CC.No.006/03.10.42/2014-15 December 11, 2014 All NBFCs Dear Sirs, Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions list Please refer to our Circular DNBS(PD).CC.No 357/03.10.42/2013-14 dated October 03, 2013 on the captioned subject and DNBS(PD).CC.No.409/03.10.42/2014-15 dated September 25, 2014 releasing 4th update of 2014 regarding UNSCR “1988 Sanctions List”, i.e. list of Individuals and entit
નવે 03, 2014
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions list
RBI/2014-15/292 DNBR(PD).CC.No 001/03.10.42/2014-15 November 03, 2014 All NBFCs Dear Sirs, Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions list Please refer to our Circular DNBS(PD).CC.No 409/03.10.42/2013-14 dated September 25, 2014 on the captioned subject. We have since received from Government of India, Ministry of External Affairs, UNP Division, copy of press release regarding 6th update, dated September 23, 2014 re
RBI/2014-15/292 DNBR(PD).CC.No 001/03.10.42/2014-15 November 03, 2014 All NBFCs Dear Sirs, Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions list Please refer to our Circular DNBS(PD).CC.No 409/03.10.42/2013-14 dated September 25, 2014 on the captioned subject. We have since received from Government of India, Ministry of External Affairs, UNP Division, copy of press release regarding 6th update, dated September 23, 2014 re
ઑક્ટો 20, 2014
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida sanctions list
RBI/2014-15/267 DNBS(PD).CC. No 412/03.10.42/2014-15 October 20, 2014 All NBFCs Dear Sirs, Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida sanctions list Please refer to our Circular DNBS(PD).CC. No 411/03.10.42/2014-15 dated September 29, 2014 on the captioned subject releasing 8th,9th,15th& 16th updates of 2014 regarding UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions List. 2. Ministry of E
RBI/2014-15/267 DNBS(PD).CC. No 412/03.10.42/2014-15 October 20, 2014 All NBFCs Dear Sirs, Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida sanctions list Please refer to our Circular DNBS(PD).CC. No 411/03.10.42/2014-15 dated September 29, 2014 on the captioned subject releasing 8th,9th,15th& 16th updates of 2014 regarding UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions List. 2. Ministry of E
સપ્ટે 29, 2014
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida sanctions list
RBI/2014-15/244 DNBS(PD).CC. No 411/03.10.42/2014-15 September 29, 2014 All NBFCs Dear Sirs, Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida sanctions list Please refer to our Circular DNBS(PD).CC. No 366/03.10.42/2013-14 dated January 10, 2014 on the captioned subject releasing 20th to 30th updates of 2013 regarding UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions List. 2. Ministry of External Af
RBI/2014-15/244 DNBS(PD).CC. No 411/03.10.42/2014-15 September 29, 2014 All NBFCs Dear Sirs, Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida sanctions list Please refer to our Circular DNBS(PD).CC. No 366/03.10.42/2013-14 dated January 10, 2014 on the captioned subject releasing 20th to 30th updates of 2013 regarding UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions List. 2. Ministry of External Af
સપ્ટે 25, 2014
Rating of Fixed Deposits of NBFCs- Eligible Credit Rating Agencies- SME Rating Agency of India Ltd. (SMERA)
RBI/2014-15/243 DNBS (PD).CC.No.410/03.10.001/2014-15 September 25, 2014 All Deposit Taking Non-Banking Financial Companies (except Residuary Non-Banking Companies) Dear Sirs, Rating of Fixed Deposits of NBFCs- Eligible Credit Rating Agencies- SME Rating Agency of India Ltd. (SMERA) Please refer to Para 4 of the Non-Banking Financial Companies Acceptance of Public Deposits (Reserve Bank) Directions, 1998, wherein, names of the Credit Rating Agencies approved by Reserv
RBI/2014-15/243 DNBS (PD).CC.No.410/03.10.001/2014-15 September 25, 2014 All Deposit Taking Non-Banking Financial Companies (except Residuary Non-Banking Companies) Dear Sirs, Rating of Fixed Deposits of NBFCs- Eligible Credit Rating Agencies- SME Rating Agency of India Ltd. (SMERA) Please refer to Para 4 of the Non-Banking Financial Companies Acceptance of Public Deposits (Reserve Bank) Directions, 1998, wherein, names of the Credit Rating Agencies approved by Reserv
સપ્ટે 25, 2014
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions list
RBI/2014-15/241 DNBS(PD).CC. No 409/03.10.42/2014-15 September 25, 2014 All NBFCs Dear Sirs, Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions list Please refer to our Circular DNBS(PD).CC. No 357/03.10.42/2013-14 dated October 3, 2013 on the captioned subject. We have since received from Government of India, Ministry of External Affairs, UNP Division, copy of press release regarding 4th update, dated July 31, 2014 (copy e
RBI/2014-15/241 DNBS(PD).CC. No 409/03.10.42/2014-15 September 25, 2014 All NBFCs Dear Sirs, Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions list Please refer to our Circular DNBS(PD).CC. No 357/03.10.42/2013-14 dated October 3, 2013 on the captioned subject. We have since received from Government of India, Ministry of External Affairs, UNP Division, copy of press release regarding 4th update, dated July 31, 2014 (copy e
ઑગસ્ટ 21, 2014
NBFCs- Lending against Shares
RBI/2014-15/186 DNBS (PD).CC.No. 408 /03.10.001/2014-15 August 21, 2014 All NBFCs with asset size of `.100 cr and above (excluding Primary Dealers) Dear Sirs, NBFCs- Lending against Shares At present, lending against shares carried out by NBFCs is not subject to specific instructions apart from the general prudential regulation applicable to all NBFCs. Lending against shares could be in the normal course where shares are accepted as collateral or as part of their capi
RBI/2014-15/186 DNBS (PD).CC.No. 408 /03.10.001/2014-15 August 21, 2014 All NBFCs with asset size of `.100 cr and above (excluding Primary Dealers) Dear Sirs, NBFCs- Lending against Shares At present, lending against shares carried out by NBFCs is not subject to specific instructions apart from the general prudential regulation applicable to all NBFCs. Lending against shares could be in the normal course where shares are accepted as collateral or as part of their capi
ઑગસ્ટ 20, 2014
Data Format for Furnishing of Credit Information to Credit Information Companies (CICs) and other Regulatory Measures
RBI/2014-15/184 DNBS (PD).CC. No 407/03.10.01/2014-15 August 20, 2014 All Non Banking Financial Companies Dear Sirs, Data Format for Furnishing of Credit Information to Credit Information Companies (CICs) and other Regulatory Measures A committee to Recommend Data Format for Furnishing of Credit Information to Credit Information Companies (Chairman: Shri Aditya Puri) was constituted by the Reserve Bank of India (RBI). The Report of the Committee was placed on RBI’s we
RBI/2014-15/184 DNBS (PD).CC. No 407/03.10.01/2014-15 August 20, 2014 All Non Banking Financial Companies Dear Sirs, Data Format for Furnishing of Credit Information to Credit Information Companies (CICs) and other Regulatory Measures A committee to Recommend Data Format for Furnishing of Credit Information to Credit Information Companies (Chairman: Shri Aditya Puri) was constituted by the Reserve Bank of India (RBI). The Report of the Committee was placed on RBI’s we
ઑગસ્ટ 12, 2014
Appointment of Non-Deposit Accepting NBFCs with asset size of `.100 crore and above as sub - agents under Money Transfer Service Schemes (MTSS)
RBI/2014-15/174 DNBS.CC.PD.No. 405/03.10.01/2014-15 August 12, 2014 To All Non-Deposit Accepting Non-Banking Financial Companies with asset size of `.100 crore and above Dear Sirs, Appointment of Non-Deposit Accepting NBFCs with asset size of `.100 crore and above as sub- agents under Money Transfer Service Schemes (MTSS) In order to broaden the network of sub-agents under the Money Transfer Service Schemes (MTSS), it has been decided to permit Non-Deposit Accepting N
RBI/2014-15/174 DNBS.CC.PD.No. 405/03.10.01/2014-15 August 12, 2014 To All Non-Deposit Accepting Non-Banking Financial Companies with asset size of `.100 crore and above Dear Sirs, Appointment of Non-Deposit Accepting NBFCs with asset size of `.100 crore and above as sub- agents under Money Transfer Service Schemes (MTSS) In order to broaden the network of sub-agents under the Money Transfer Service Schemes (MTSS), it has been decided to permit Non-Deposit Accepting N
ઑગસ્ટ 12, 2014
Interest Rate Futures - NBFCs
RBI/2014-15/173 DNBS.CC.PD.No.406/03.10.01/2014-15 August 12, 2014 To All Non-Deposit Accepting Non-Banking Financial Companies with asset size of `.1000 crore and above Dear Sirs, Interest Rate Futures - NBFCs Please refer to Circular DNBS.PD.CC.No.161/3.10.01/ 2009-10 dated September 18, 2009 permitting NBFCs to participate in the designated interest rate futures exchanges recognized by SEBI, as clients, subject to RBI / SEBI guidelines in the matter, for the purpos
RBI/2014-15/173 DNBS.CC.PD.No.406/03.10.01/2014-15 August 12, 2014 To All Non-Deposit Accepting Non-Banking Financial Companies with asset size of `.1000 crore and above Dear Sirs, Interest Rate Futures - NBFCs Please refer to Circular DNBS.PD.CC.No.161/3.10.01/ 2009-10 dated September 18, 2009 permitting NBFCs to participate in the designated interest rate futures exchanges recognized by SEBI, as clients, subject to RBI / SEBI guidelines in the matter, for the purpos
ઑગસ્ટ 08, 2014
Modification of Guidelines on Mortgage Guarantee Companies (MGCs)
RBI/2014-15/170 DNBS (PD) CC. No.20/MGC/03.011.001/2014-15 August 08, 2014 All registered Mortgage Guarantee Companies Dear Sir, Modification of Guidelines on Mortgage Guarantee Companies (MGCs) Please refer to the “Guidelines on Registration and Operations of Mortgage Guarantee Companies under Section 45L(1)(b) of the Reserve Bank of India Act, 1934” (herein after called Guidelines) issued vide notifications no. DNBS (PD) MGC No. 3, 4 and 5/CGM (PK)-2008 dated Februa
RBI/2014-15/170 DNBS (PD) CC. No.20/MGC/03.011.001/2014-15 August 08, 2014 All registered Mortgage Guarantee Companies Dear Sir, Modification of Guidelines on Mortgage Guarantee Companies (MGCs) Please refer to the “Guidelines on Registration and Operations of Mortgage Guarantee Companies under Section 45L(1)(b) of the Reserve Bank of India Act, 1934” (herein after called Guidelines) issued vide notifications no. DNBS (PD) MGC No. 3, 4 and 5/CGM (PK)-2008 dated Februa
ઑગસ્ટ 07, 2014
Certain amendments in Regulatory framework for SCs/RCs - Clarifications
RBI/2014-2015/169 DNBS (PD) CC. No. 42/SCRC/26.03.001/2014-2015 August 07, 2014 The Chairman/Managing Director/Chief Executive Officer All registered Securitisation Companies (SCs)/Reconstruction Companies (RCs) Dear Sir, Certain amendments in Regulatory framework for SCs/RCs – Clarifications Please refer to our circular DNBS (PD) CC No.41/ SCRC / 26.03.001/ 2014-2015 dated August 5, 2014. 2. We have received a number of queries in the matter from the industry and in
RBI/2014-2015/169 DNBS (PD) CC. No. 42/SCRC/26.03.001/2014-2015 August 07, 2014 The Chairman/Managing Director/Chief Executive Officer All registered Securitisation Companies (SCs)/Reconstruction Companies (RCs) Dear Sir, Certain amendments in Regulatory framework for SCs/RCs – Clarifications Please refer to our circular DNBS (PD) CC No.41/ SCRC / 26.03.001/ 2014-2015 dated August 5, 2014. 2. We have received a number of queries in the matter from the industry and in
ઑગસ્ટ 05, 2014
Regulatory framework for SCs/RCs - Certain amendments
RBI/2014-2015/164 DNBS (PD) CC. No.41/SCRC/26.03.001/2014-2015 August 05 , 2014 The Chairman/ Managing Director/ Chief Executive Officer All registered Securitisation Companies (SCs)/ Reconstruction Companies (RCs) Dear Sir, Regulatory framework for SCs/RCs – Certain amendments Please refer to “The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003” dated April 23, 2003 (herein after called Directions). 2. In order to
RBI/2014-2015/164 DNBS (PD) CC. No.41/SCRC/26.03.001/2014-2015 August 05 , 2014 The Chairman/ Managing Director/ Chief Executive Officer All registered Securitisation Companies (SCs)/ Reconstruction Companies (RCs) Dear Sir, Regulatory framework for SCs/RCs – Certain amendments Please refer to “The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003” dated April 23, 2003 (herein after called Directions). 2. In order to
ઑગસ્ટ 01, 2014
Constitution of Special Investigating Team - sharing of information
RBI/2014-15/158 DNBS(PD).CC.No 404/03.10.42/2014-15 August 1, 2014 All Non-Banking Financial Companies Dear Sirs, Constitution of Special Investigating Team – sharing of information In pursuance of the Hon’ble Supreme Court Judgment dated July 4, 2011, Government of India has constituted a Special Investigation Team (SIT) under the Chairmanship of Hon’ble Justice M.B. Shah. In this regard, the Hon’ble Supreme Court had directed that: “All organs agencies, departments
RBI/2014-15/158 DNBS(PD).CC.No 404/03.10.42/2014-15 August 1, 2014 All Non-Banking Financial Companies Dear Sirs, Constitution of Special Investigating Team – sharing of information In pursuance of the Hon’ble Supreme Court Judgment dated July 4, 2011, Government of India has constituted a Special Investigation Team (SIT) under the Chairmanship of Hon’ble Justice M.B. Shah. In this regard, the Hon’ble Supreme Court had directed that: “All organs agencies, departments
ઑગસ્ટ 01, 2014
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards
RBI/2014-15/157 DNBS(PD).CC.No.403 /03.10.42 /2014-15 August 1, 2014 All Non Banking Financial Companies excluding Residuary Non Banking Companies Dear Sirs, Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards Please refer to DNBS (PD).CC.No.370/03.10.42/ 2013-14 dated March 19, 2014 on risks arising from the deficiencies in AML/CFT regime of certain jurisdictions. 2. Financial Action Task Force (FATF) has updated its statement on June 27
RBI/2014-15/157 DNBS(PD).CC.No.403 /03.10.42 /2014-15 August 1, 2014 All Non Banking Financial Companies excluding Residuary Non Banking Companies Dear Sirs, Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards Please refer to DNBS (PD).CC.No.370/03.10.42/ 2013-14 dated March 19, 2014 on risks arising from the deficiencies in AML/CFT regime of certain jurisdictions. 2. Financial Action Task Force (FATF) has updated its statement on June 27
ઑગસ્ટ 01, 2014
Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) - Unique Customer Identification Code for NBFC Customers in India (UCIC)
RBI/2014-15/156 DNBS(PD).CC.No.402/03.10.42/2014-15 August 1, 2014 Non-Deposit taking NBFCs with assets of Rs 25 cr and above/ All Deposit taking NBFCs Dear Sirs, Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) - Unique Customer Identification Code for NBFC Customers in India (UCIC) Please refer to our circular DNBS.(PD).CC.No.325/03.10.42/2012-13 dated May 3, 2013 on the captioned subject, advising NBFCs
RBI/2014-15/156 DNBS(PD).CC.No.402/03.10.42/2014-15 August 1, 2014 Non-Deposit taking NBFCs with assets of Rs 25 cr and above/ All Deposit taking NBFCs Dear Sirs, Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) - Unique Customer Identification Code for NBFC Customers in India (UCIC) Please refer to our circular DNBS.(PD).CC.No.325/03.10.42/2012-13 dated May 3, 2013 on the captioned subject, advising NBFCs
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