Sr No |
Name of the Return |
Short Name |
Periodicity |
Reference Date |
Reporting Time |
Due on |
Purpose |
Who are supposed to file the Return |
1. |
Quarterly Returns By NBFCs |
NBS1 |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
15 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
Details of Assets And Liabilities |
NBFCs-D, |
2. |
Quarterly Statement of Capital Funds, Risk Assets etc as required under the Non-Banking Financial Companies Prudential Norms (Reserve Bank) Directions 1998 By NBFCs and RNBCs |
NBS2 |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
15 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
Capital Funds, Risk Assets, Asset Classification etc |
NBFCs-D and RNBCs |
3. |
Quarterly Return on Statutory Liquid Assets as per Section 45 IB of the Act By Deposit Taking NBFCs |
NBS3 |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
15 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
Statutory Liquid Assets |
NBFCs-D |
4. |
Annual Return on Repayment of Deposits by the Rejected Companies holding Public Deposits (The return was subsequently simplified for better response) |
NBS4 |
Yearly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
30 days |
May 01 |
Details of Public Deposits, Other Liabilities |
NBFCs holding public deposits whose application for Certificate of Registration under Section 45-IA of RBI Act, 1934 have been rejected |
5. |
Monthly Return on Capital Market Exposure |
NBS6 |
Monthly |
As at the end of the month |
7 days |
7th day of next month |
Details of Capital Market Exposure |
NBFCs-D & RNBCs having Asset size of 100 crore and above. holding Public Deposits of Rs.20 crore and above |
6. |
Quarterly Return of Capital Funds, Risk-Asset Ratio from NBFCs-ND-SI (Supervisory Return) |
NBS7 |
Quarterly |
31st March |
15 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
Capital Funds, Risk Assets, Risk Weighted off-balance sheet items (Non-Funded Exposures), Asset Classification etc. |
NBFCs-ND-SI |
7. |
Asset-Liability Management (ALM) Return |
ALM |
Half yearly |
31st March/ 30th Sept |
1 month |
30th April/ 30th Oct |
Structural Liquidity, Short-term dynamic liquidity, Interest Rate sensitivity etc. |
NBFCs-D having public deposit of Rs.20 crore and above and/or asset size of Rs.100 crore and above |
8. |
Monthly Return on Important Financial Parameters of NBFCs not accepting/holding public deposits and having asset size of Rs.100 crore and above |
100 Crore NBFCs-ND-SI |
Monthly |
end of every month |
7 days |
7th of next month |
Sources and Application of Funds, Profit and Loss Account, Asset Classification, Bank's/Fis exposure on the company, Details of Capital Market Exposure etc. |
NBFCs-ND having asset-size of Rs.100 crore and above. |
9. |
Quarterly Return on Assets acquired, securitized and reconstructed |
SC/RC |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
15 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
details of Assets acquired/securitized/reconstructed |
SC/RC |
10. |
Statement of Short Term Dynamic Liquidity (ALM 1) |
100 Crore NBFCs-ND-SI |
Monthly |
End of every month |
10 days |
10th of next month |
Short Term Dynamic Liquidity |
NBFC-ND-SI having asset-size of Rs.100 crore and above. |
11. |
Statement of Structural Liquidity (ALM 2) Interest Rate Sensitivity (ALM3) |
100 Crore NBFCs-ND-SI |
Half yearly |
31st March/ 30th Sept |
20 days |
20th April 20th Oct |
Structural Liquidity/ Interest Rate Sensitivity |
NBFC-ND-SI having asset-size of Rs.100 crore and above. |
12. |
ALM Yrly |
100 Crore NBFCs-ND-SI |
Annual |
31st March |
15 days |
15th April |
Disclosure in Balance Sheet. CRAR, Exp to Real Estate, |
NBFC-NDSI having asset-size of Rs.100 crore and above. |
13. |
Quarterly Return of NBFC with Asset size of Rs.50-100Crs |
NBFC-NDSI-50Cr |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
30 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
Sources and Application of Funds, Profit and Loss Account, Sectoral deployment of Funds |
NBFCs-ND having asset-size of Rs.50-100 crore and above. |
14. |
Branch Info Return for NBFC with Asset size of Rs.50Crs and above |
NBFC-NDSI-50Cr NBFCs-ND-SI-100 Crore NBFC-D |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
15 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
Branch Details |
All NBFCs-ND having asset-size of Rs.50-crore and above. |
15. |
Quarterly Return to be submitted by NBFCs having overseas investment. |
NBFC-NDSI-50Cr NBFCs-ND-SI-100 Crore NBFC-D |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
30 days |
within a period of one month from the close of the quarter |
Name of the WOS/JV, Country and date of incorporation Date of NoC from DNBS, Business undertaken |
All NBFCs |
16. |
Annual Returns By RNBCs |
NBS1A |
Annual |
31st March |
6 months |
30th Sept |
Details of Assets And Liabilities |
RNBCs |
17. |
Quarterly Return on Statutory Liquid Assets as per Section 45 IB of the Act of By RNBCs |
NBS3A |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
15 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
Statutory Liquid Assets |
RNBCs |
Note: NBFCs-D -> Deposit taking Non-Banking Financial Companies (NBFCs); RNBC-> Residuary Non-Banking Company; NBFCs-ND -> Non-Deposit taking NBFCs. NBFCs-ND-SI -> Non-Banking Financial Companies (NBFCs) not accepting/holding public deposits and having asset sizes of Rs.100 crore and above (also termed as Systemically Important NBFCs or in short NBFCs-ND-SI) SC/RC -> Securitisation Companies/ Reconstruction Companies |