Regulating Non-Banking

Distribution of Mutual Fund products by NBFCs

RBI/2006-07/195 DNBS (PD) CC No. 84 / 03.10.27 / 2006-07 December 4, 2006 To, All Non-Banking Financial Companies (NBFCs) Including Residuary Non- Banking Companies (RNBCs) Dear Sirs, Distribution of Mutual Fund products by NBFCs Please refer to paragraph No. 153 of the Mid-Term Review of Annual Policy Statement for the year 2006-07 (copy enclosed) announced by the Governor on October 31, 2006. 2. In order to strengthen the NBFC sector by allowing diversification in t

RBI/2006-07/195 DNBS (PD) CC No. 84 / 03.10.27 / 2006-07 December 4, 2006 To, All Non-Banking Financial Companies (NBFCs) Including Residuary Non- Banking Companies (RNBCs) Dear Sirs, Distribution of Mutual Fund products by NBFCs Please refer to paragraph No. 153 of the Mid-Term Review of Annual Policy Statement for the year 2006-07 (copy enclosed) announced by the Governor on October 31, 2006. 2. In order to strengthen the NBFC sector by allowing diversification in t

Distribution of Mutual Fund products by NBFCs

Issue of Co-branded Credit Cards

RBI/2006-07/196 DNBS (PD) CC No. 83 / 03.10.27 / 2006-07 December 04, 2006 To, All Non-Banking Financial Companies (NBFCs) Including Residuary Non- Banking Companies (RNBCs) Dear Sirs, Issue of Co-branded Credit Cards Please refer to paragraph No. 153 of the Mid-Term Review of Annual Policy Statement for the year 2006-07 (copy enclosed) announced by the Governor on October 31, 2006. 2. In order to strengthen the NBFC sector by allowing diversification of their area of

RBI/2006-07/196 DNBS (PD) CC No. 83 / 03.10.27 / 2006-07 December 04, 2006 To, All Non-Banking Financial Companies (NBFCs) Including Residuary Non- Banking Companies (RNBCs) Dear Sirs, Issue of Co-branded Credit Cards Please refer to paragraph No. 153 of the Mid-Term Review of Annual Policy Statement for the year 2006-07 (copy enclosed) announced by the Governor on October 31, 2006. 2. In order to strengthen the NBFC sector by allowing diversification of their area of

Issue of Co-branded Credit Cards

Prior Public Notice about change in control / management

RBI / 2006-07 / 162 DNBS (PD) CC No. 82 / 03.02.02 / 2006-07 October 27, 2006 To, All Non-Banking Financial Companies (NBFCs) Including Residuary Non- Banking Companies (RNBCs) Dear Sirs, Prior Public Notice about change in control / management In terms of paragraph 2(2)(b) of the Company Circular DNBS (PD) CC.No.11/02.01/99-2000 dated November 15, 1999 read with paragraph A(5)(iii) (a) of the Company Circular DNBS (PD) CC No.12/02.01./99-2000 dated January 13, 2000 a

RBI / 2006-07 / 162 DNBS (PD) CC No. 82 / 03.02.02 / 2006-07 October 27, 2006 To, All Non-Banking Financial Companies (NBFCs) Including Residuary Non- Banking Companies (RNBCs) Dear Sirs, Prior Public Notice about change in control / management In terms of paragraph 2(2)(b) of the Company Circular DNBS (PD) CC.No.11/02.01/99-2000 dated November 15, 1999 read with paragraph A(5)(iii) (a) of the Company Circular DNBS (PD) CC No.12/02.01./99-2000 dated January 13, 2000 a

Prior Public Notice about change in control / management

The Securitisation Companies and Reconstruction Companies (Reserve Bank) (Amendment) Guidelines and Directions, 2006

RBI/2006-07/157 DNBS.PD.CC.4/SCRC/10.30.000/2006-2007 October 19, 2006 The Securitisation Companies and Reconstruction Companies (Reserve Bank) (Amendment) Guidelines and Directions, 2006 It has been decided that a Securitisation Company or Reconstruction Company, which has obtained a Certificate of Registration from the Bank under Section 3 of the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002 should commence busi

RBI/2006-07/157 DNBS.PD.CC.4/SCRC/10.30.000/2006-2007 October 19, 2006 The Securitisation Companies and Reconstruction Companies (Reserve Bank) (Amendment) Guidelines and Directions, 2006 It has been decided that a Securitisation Company or Reconstruction Company, which has obtained a Certificate of Registration from the Bank under Section 3 of the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002 should commence busi

The Securitisation Companies and Reconstruction Companies (Reserve Bank) (Amendment) Guidelines and Directions, 2006

Amendment to NBFC regulations - Certificate of Registration (CoR) issued under Section 45-IA of the RBI Act, 1934 - Continuation of business of NBFI - Submission of Statutory Auditors Certificate - Clarification

RBI/2006-07/158 DNBS (PD) C.C. No. 81/03.05.002/2006-07 October 19, 2006 To, All Non-Banking Financial Companies (NBFCs), including Residuary Non-Banking Companies (RNBCs) Dear Sirs, Amendment to NBFC regulations - Certificate of Registration (CoR) issued under Section 45-IA of the RBI Act, 1934 – Continuation of business of NBFI - Submission of Statutory Auditors Certificate - Clarification Please refer to circular DNBS (PD) C.C. No. 79 / 03.05.002/ 2006-07 dated Sep

RBI/2006-07/158 DNBS (PD) C.C. No. 81/03.05.002/2006-07 October 19, 2006 To, All Non-Banking Financial Companies (NBFCs), including Residuary Non-Banking Companies (RNBCs) Dear Sirs, Amendment to NBFC regulations - Certificate of Registration (CoR) issued under Section 45-IA of the RBI Act, 1934 – Continuation of business of NBFI - Submission of Statutory Auditors Certificate - Clarification Please refer to circular DNBS (PD) C.C. No. 79 / 03.05.002/ 2006-07 dated Sep

Amendment to NBFC regulations - Certificate of Registration (CoR) issued under Section 45-IA of the RBI Act, 1934 - Continuation of business of NBFI - Submission of Statutory Auditors Certificate - Clarification

Guidelines on Fair Practices Code for Non-Banking Financial Companies

RBI / 2006-07 /138 DNBS (PD) CC No. 80 / 03.10.042 / 2005-06 September 28, 2006 All Non-Banking Financial Companies (including Residuary Non-Banking Companies) Dear Sir, Guidelines on Fair Practices Code for Non-Banking Financial Companies The Reserve Bank of India, being satisfied that for the purpose of enabling it to regulate the credit system of the country to its advantage, it is necessary to do, hereby, in exercise of powers conferred under Section 45 L of the R

RBI / 2006-07 /138 DNBS (PD) CC No. 80 / 03.10.042 / 2005-06 September 28, 2006 All Non-Banking Financial Companies (including Residuary Non-Banking Companies) Dear Sir, Guidelines on Fair Practices Code for Non-Banking Financial Companies The Reserve Bank of India, being satisfied that for the purpose of enabling it to regulate the credit system of the country to its advantage, it is necessary to do, hereby, in exercise of powers conferred under Section 45 L of the R

Guidelines on Fair Practices Code for Non-Banking Financial Companies

Amendment to NBFC regulations -Certificate of Registration (CoR) issued under Section 45-IA of the RBI Act, 1934 - Continuation of business of NBFI -Submission of Statutory Auditors Certificate

RBI/2006-07/ 133 DNBS (PD) C.C. No. 79 / 03.05.002/ 2006-07 September 21, 2006 To, All Non-Banking Financial Companies (NBFCs), Including Residuary Non-Banking Companies (RNBCs) Dear Sirs, Amendment to NBFC regulations -Certificate of Registration (CoR) issued under Section 45-IA of the RBI Act, 1934 – Continuation of business of NBFI -Submission of Statutory Auditors Certificate In terms of Section 45-IA of the RBI Act, 1934 it is mandatory for a company to obtain Ce

RBI/2006-07/ 133 DNBS (PD) C.C. No. 79 / 03.05.002/ 2006-07 September 21, 2006 To, All Non-Banking Financial Companies (NBFCs), Including Residuary Non-Banking Companies (RNBCs) Dear Sirs, Amendment to NBFC regulations -Certificate of Registration (CoR) issued under Section 45-IA of the RBI Act, 1934 – Continuation of business of NBFI -Submission of Statutory Auditors Certificate In terms of Section 45-IA of the RBI Act, 1934 it is mandatory for a company to obtain Ce

Amendment to NBFC regulations -Certificate of Registration (CoR) issued under Section 45-IA of the RBI Act, 1934 - Continuation of business of NBFI -Submission of Statutory Auditors Certificate

The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003

RBI/2006-07/129 DNBS.PD.CC.3/SCRC/10.30.000/2006-2007 September 20, 2006 The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003 The Reserve Bank of India, vide Notification No.DNBS.4/ED (SG)/-2004 dated March 29, 2004 had increased the minimum owned fund requirement for commencing the business of securitisation or asset reconstruction to an amount not less than 15% of the total financial assets acquired or to be acquir

RBI/2006-07/129 DNBS.PD.CC.3/SCRC/10.30.000/2006-2007 September 20, 2006 The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003 The Reserve Bank of India, vide Notification No.DNBS.4/ED (SG)/-2004 dated March 29, 2004 had increased the minimum owned fund requirement for commencing the business of securitisation or asset reconstruction to an amount not less than 15% of the total financial assets acquired or to be acquir

The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003

Monthly Returns - NBFCs not accepting/holding Public Deposits

RBI-2005-06/397 DNBS (CMD I ) C.C.No.69 /21.05.15/2005-06 June 2, 2006 To All NBFCs not accepting/holding public deposits Dear Sir, Monthly Return on important financial parameters of Non-Banking Financial Companies (NBFCs) not accepting/holding public deposits and having assets size of Rs. 100 crore and above Please refer to our Circular DNBS(CMDI) C.C. No. 67/21.05.15/2005-06 dated April 5, 2006 in terms of which Non-Banking Financial Companies not accepting/holding

RBI-2005-06/397 DNBS (CMD I ) C.C.No.69 /21.05.15/2005-06 June 2, 2006 To All NBFCs not accepting/holding public deposits Dear Sir, Monthly Return on important financial parameters of Non-Banking Financial Companies (NBFCs) not accepting/holding public deposits and having assets size of Rs. 100 crore and above Please refer to our Circular DNBS(CMDI) C.C. No. 67/21.05.15/2005-06 dated April 5, 2006 in terms of which Non-Banking Financial Companies not accepting/holding

Monthly Returns - NBFCs not accepting/holding Public Deposits

NBFCs not accepting/ holding public deposits and having assets size of Rs. 100 crore and above - format of monthly returns revised

RBI/2005-06/349 DNBS (CMDI) C.C. No. 67 /21.05.15/2005-06 April 5, 2006 To All NBFCs not accepting/holding public deposits Dear Sir, Monthly Return on important financial parameters of Non-Banking Financial Companies (NBFCs) not accepting/ holding public deposits and having assets size of Rs. 100 crore and above Please refer to our Circular DNBS(RID) C.C.No.57/02.05.15/2005-06 dated September 6, 2005 advising of a reporting arrangement for Non-Banking Financial Compan

RBI/2005-06/349 DNBS (CMDI) C.C. No. 67 /21.05.15/2005-06 April 5, 2006 To All NBFCs not accepting/holding public deposits Dear Sir, Monthly Return on important financial parameters of Non-Banking Financial Companies (NBFCs) not accepting/ holding public deposits and having assets size of Rs. 100 crore and above Please refer to our Circular DNBS(RID) C.C.No.57/02.05.15/2005-06 dated September 6, 2005 advising of a reporting arrangement for Non-Banking Financial Compan

NBFCs not accepting/ holding public deposits and having assets size of Rs. 100 crore and above - format of monthly returns revised