Notifications - Regulating Non-Banking - ஆர்பிஐ - Reserve Bank of India
அறிவிப்புகள்
செப். 27, 2011
Attempt to defraud using fake bank guarantee-modus operandi
RBI/2011-12/206 DNBS(PD).CC. No.245 /03.10.42 /2011-12 September 27 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Attempt to defraud using fake bank guarantee-modus operandi Instances of fraud have been brought to the notice of the RBI wherein Bank Guarantees (BGs) purportedly issued by a couple of bank branches in favour of different entities were presented for confirmation by other commercial banks/individuals representing so
RBI/2011-12/206 DNBS(PD).CC. No.245 /03.10.42 /2011-12 September 27 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Attempt to defraud using fake bank guarantee-modus operandi Instances of fraud have been brought to the notice of the RBI wherein Bank Guarantees (BGs) purportedly issued by a couple of bank branches in favour of different entities were presented for confirmation by other commercial banks/individuals representing so
பிடிஎஃப் (
செப். 22, 2011
Returns to be submitted by NBFCs - Revised Formats
RBI/2011-12/195 DNBS(PD).CC. No.243/03.02.02/2011-12 September@@NBSP@@22, 2011 All Non Banking Financial Companies (excluding RNBCs) Dear Sir, Returns to be submitted by NBFCs- Revised Formats In terms of extant instructions, NBFCs are required to file various returns related to deposit acceptance, Prudential Norms, Capital Market exposure, etc. A few of these returns are as under: Returns to be submitted by deposit taking NBFCs NBS-1 Annual Returns on deposits in Fir
RBI/2011-12/195 DNBS(PD).CC. No.243/03.02.02/2011-12 September@@NBSP@@22, 2011 All Non Banking Financial Companies (excluding RNBCs) Dear Sir, Returns to be submitted by NBFCs- Revised Formats In terms of extant instructions, NBFCs are required to file various returns related to deposit acceptance, Prudential Norms, Capital Market exposure, etc. A few of these returns are as under: Returns to be submitted by deposit taking NBFCs NBS-1 Annual Returns on deposits in Fir
செப். 22, 2011
Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards
RBI/2011-12/196 DNBS(PD).CC. No 244/03.10.42/2011-12 September 22, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards Please refer to Company Circular No 218 dated May 04, 2011 on Anti- Money Laundering (AML) Standards / Combating of Financing of Terrorism (CFT) giving details about risk arising from the deficiencies in AML / CFT regime of Iran, Angola,
RBI/2011-12/196 DNBS(PD).CC. No 244/03.10.42/2011-12 September 22, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards Please refer to Company Circular No 218 dated May 04, 2011 on Anti- Money Laundering (AML) Standards / Combating of Financing of Terrorism (CFT) giving details about risk arising from the deficiencies in AML / CFT regime of Iran, Angola,
செப். 15, 2011
Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating the Financing of Terrorism (CFT)
RBI/2011-12/178 DNBS(PD).CC. No 242 /03.10.42 /2011-12 September 15, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating the Financing of Terrorism (CFT) Please refer to our Circular DNBS (PD) CC No 216 /03.10.42/2010-11 dated May 02, 2011 on the captioned subject. The Financial Action Task Force (FATF) as a part of its ongoing review of compliance with t
RBI/2011-12/178 DNBS(PD).CC. No 242 /03.10.42 /2011-12 September 15, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating the Financing of Terrorism (CFT) Please refer to our Circular DNBS (PD) CC No 216 /03.10.42/2010-11 dated May 02, 2011 on the captioned subject. The Financial Action Task Force (FATF) as a part of its ongoing review of compliance with t
செப். 12, 2011
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822 (2008) on Taliban /AL-Qaida Organisation
RBI/2011-12/172 DNBS(PD).CC. No 241/03.10.42/2011-12 September 12, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822 (2008) on Taliban /AL-Qaida Organisation Please refer to Company Circular No 240 dated August 2, 2011 on List of Terrorist Individuals / Organisations @@NBSP@@under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation. 2. The
RBI/2011-12/172 DNBS(PD).CC. No 241/03.10.42/2011-12 September 12, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822 (2008) on Taliban /AL-Qaida Organisation Please refer to Company Circular No 240 dated August 2, 2011 on List of Terrorist Individuals / Organisations @@NBSP@@under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation. 2. The
ஆக. 02, 2011
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation
RBI/2011-12/137 DNBS(PD).CC. No 240 /03.10.42 /2011-12 August 2, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation Please refer to Company Circular No 239 dated July 22, 2011 on List of Terrorist Individuals / Organisations @@NBSP@@under UNSCR 1267 (1999)and 1822(2008) on Taliban /AL-Qaida Organisation. 2. The Chair
RBI/2011-12/137 DNBS(PD).CC. No 240 /03.10.42 /2011-12 August 2, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation Please refer to Company Circular No 239 dated July 22, 2011 on List of Terrorist Individuals / Organisations @@NBSP@@under UNSCR 1267 (1999)and 1822(2008) on Taliban /AL-Qaida Organisation. 2. The Chair
ஜூலை 22, 2011
NBFCs/RNBCs - List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999)and 1822(2008) on Taliban /AL-Qaida Organisation
RBI/2011-12/118 DNBS(PD).CC. No 239/03.10.42/2011-12 July 22, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation The Chairman of UN Security Council's 1267 Committee has@@NBSP@@ issued@@NBSP@@ notes on May 4, 2011,@@NBSP@@ May 11, 2011, May 16, 2011, May 27, 2011@@NBSP@@ regarding changes made in the consolidated Lis
RBI/2011-12/118 DNBS(PD).CC. No 239/03.10.42/2011-12 July 22, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation The Chairman of UN Security Council's 1267 Committee has@@NBSP@@ issued@@NBSP@@ notes on May 4, 2011,@@NBSP@@ May 11, 2011, May 16, 2011, May 27, 2011@@NBSP@@ regarding changes made in the consolidated Lis
ஜூன் 14, 2011
Opening of Branch/Subsidiary/Joint Venture/Representative Office or Undertaking Investment Abroad by NBFCs
RBI/2010-11/566 DNBS (PD) CC.No. 222/03.10.001/2010-11 June 14, 2011 All NBFCs Dear Sirs, Opening of Branch/Subsidiary/Joint Venture/Representative Office or Undertaking Investment Abroad by NBFCs Please refer to Regulation No. 7 of the Foreign Exchange Management (Transfer or Issue of Any Foreign Security) (Amendment) Regulations, 2004, dated July 07, 2004, in terms of which an Indian party requires prior approval of the concerned regulatory authorities both in India
RBI/2010-11/566 DNBS (PD) CC.No. 222/03.10.001/2010-11 June 14, 2011 All NBFCs Dear Sirs, Opening of Branch/Subsidiary/Joint Venture/Representative Office or Undertaking Investment Abroad by NBFCs Please refer to Regulation No. 7 of the Foreign Exchange Management (Transfer or Issue of Any Foreign Security) (Amendment) Regulations, 2004, dated July 07, 2004, in terms of which an Indian party requires prior approval of the concerned regulatory authorities both in India
மே 27, 2011
Review of Guidelines on entry of NBFCs into Insurance Business
RBI/2010-11/549 DNBS.PD.CC.No. 221/03.02.002/2010-11 May 27, 2011 All NBFCs Dear sir, Review of Guidelines on entry of NBFCs into Insurance Business Please refer to the circular DNBS.(PD).CC.No.13/02.01/99-2000 dated June 30, 2000 issued on Amendment to NBFC Regulations which contains the Guidelines for entry of NBFCs into Insurance Business. In terms of para 2 of the above guidelines, NBFCs registered with RBI which satisfy the stipulated eligibility criteria will be
RBI/2010-11/549 DNBS.PD.CC.No. 221/03.02.002/2010-11 May 27, 2011 All NBFCs Dear sir, Review of Guidelines on entry of NBFCs into Insurance Business Please refer to the circular DNBS.(PD).CC.No.13/02.01/99-2000 dated June 30, 2000 issued on Amendment to NBFC Regulations which contains the Guidelines for entry of NBFCs into Insurance Business. In terms of para 2 of the above guidelines, NBFCs registered with RBI which satisfy the stipulated eligibility criteria will be
மே 25, 2011
Setting up of Central Electronic Registry under the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act 2002
RBI/2010-2011/545 DNBS (PD) CC. No. 24/SCRC/26.03.001/2010-2011 May 25, 2011 All registered Securitisation Companies/Reconstruction Companies Dear Sirs, Setting up of Central Electronic Registry under the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act 2002 Pursuant to the announcement made by the Finance Minister in the budget speech for 2011-12, Government of India, Ministry of Finance notified the establishment of the
RBI/2010-2011/545 DNBS (PD) CC. No. 24/SCRC/26.03.001/2010-2011 May 25, 2011 All registered Securitisation Companies/Reconstruction Companies Dear Sirs, Setting up of Central Electronic Registry under the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act 2002 Pursuant to the announcement made by the Finance Minister in the budget speech for 2011-12, Government of India, Ministry of Finance notified the establishment of the
மே 20, 2011
NBFCs/RNBCs - List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999)and 1822(2008) on Taliban /AL-Qaida Organisation
RBI/2010-11/540 DNBS(PD).CC. No220/03.10.42 /2010-11 May @@NBSP@@20 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation The Chairman of UN Security Council's 1267 Committee has issued a note on April 28, 2011 regarding changes made in the consolidated List of Individuals and entities linked to Al-Qaida and Taliban (
RBI/2010-11/540 DNBS(PD).CC. No220/03.10.42 /2010-11 May @@NBSP@@20 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation The Chairman of UN Security Council's 1267 Committee has issued a note on April 28, 2011 regarding changes made in the consolidated List of Individuals and entities linked to Al-Qaida and Taliban (
மே 16, 2011
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation
RBI/2010-11/528 DNBS(PD).CC. No 219 /03.10.42/2010-11 May 16, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation The Chairman of UN Security Council's 1267 Committee has issued a note on March 24, 2011 regarding changes made in the consolidated List of Individuals and entities linked to Al-Qaida and Taliban (copy enc
RBI/2010-11/528 DNBS(PD).CC. No 219 /03.10.42/2010-11 May 16, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation The Chairman of UN Security Council's 1267 Committee has issued a note on March 24, 2011 regarding changes made in the consolidated List of Individuals and entities linked to Al-Qaida and Taliban (copy enc
மே 04, 2011
Policy Guidelines for issuance and operation of Prepaid Instruments in India
RBI/2010-11/512 DPSS.CO.No.2501/02.14.06/ 2010-11 May 4, 2011 All System Providers, System Participants And Prospective prepaid Instrument Issuer Madam/ Dear Sir Policy Guidelines for issuance and operation of Prepaid Instruments in India. A reference is invited to Para 124 of the Monetary Policy statement (2011-2012) on the issue of mobile based semi-closed prepaid payment instruments.@@NBSP@@ Attention is also invited to our@@NBSP@@ circular RBI/2009-10/123- DPSS.PD
RBI/2010-11/512 DPSS.CO.No.2501/02.14.06/ 2010-11 May 4, 2011 All System Providers, System Participants And Prospective prepaid Instrument Issuer Madam/ Dear Sir Policy Guidelines for issuance and operation of Prepaid Instruments in India. A reference is invited to Para 124 of the Monetary Policy statement (2011-2012) on the issue of mobile based semi-closed prepaid payment instruments.@@NBSP@@ Attention is also invited to our@@NBSP@@ circular RBI/2009-10/123- DPSS.PD
மே 04, 2011
NBFCs/RNBCs - Anti- Money Laundering/Combating Financing of Terrorism Standards
RBI/2010-11/513 DNBS(PD).CC. No 218/03.10.42/2010-11 May @@NBSP@@04, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards Please refer to Company Circular No 209 dated January 28, 2011 on Anti- Money Laundering (AML) Standards / Combating of Financing of Terrorism (CFT) giving details about risk arising from the deficiencies in AML / CFT regime of Iran, A
RBI/2010-11/513 DNBS(PD).CC. No 218/03.10.42/2010-11 May @@NBSP@@04, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards Please refer to Company Circular No 209 dated January 28, 2011 on Anti- Money Laundering (AML) Standards / Combating of Financing of Terrorism (CFT) giving details about risk arising from the deficiencies in AML / CFT regime of Iran, A
மே 02, 2011
KYC Norms/Anti- Money Laundering Standards/Combating Financing of Terrorism - NBFCs/RNBCs
RBI/2010-11/495 DNBS(PD).CC. No.216 /03.10.42/2010-11 May 02, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Financial Action Task Force (FATF) as a part of its ongoing review of compliance with the AML / CFT standards, has identified certain jurisdictions which have strategic AML /CFT deficiencies. 2. FATF, has issued
RBI/2010-11/495 DNBS(PD).CC. No.216 /03.10.42/2010-11 May 02, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Financial Action Task Force (FATF) as a part of its ongoing review of compliance with the AML / CFT standards, has identified certain jurisdictions which have strategic AML /CFT deficiencies. 2. FATF, has issued
மே 02, 2011
List of terrorist individuals/organisations - NBFCs/RNBCs
RBI/2010-11/496 DNBS(PD).CC. No. 217 /03.10.42 /2010-11 May 02, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999)and 1822(2008) on Taliban /AL-Qaida Organisation The Chairman of UN Security Council's 1267 Committee has issued a note on March 10, 2011 regarding changes made in the consolidated List of Individuals and entities linked to Al-Qaida and Taliban (copy en
RBI/2010-11/496 DNBS(PD).CC. No. 217 /03.10.42 /2010-11 May 02, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999)and 1822(2008) on Taliban /AL-Qaida Organisation The Chairman of UN Security Council's 1267 Committee has issued a note on March 10, 2011 regarding changes made in the consolidated List of Individuals and entities linked to Al-Qaida and Taliban (copy en
ஏப். 05, 2011
Operation of deposit account with NBFCs and money mules
RBI/2010-11/462 DNBS(PD)CC.No 215/03.10.42/2010-11 April 05 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Operation of deposit account with NBFCs and money mules With a view to preventing NBFCs from being used, intentionally or unintentionally, by criminal elements for money laundering or terrorist financing activities, Reserve Bank of India has issued guidelines on Know Your Customer (KYC) norms/Anti-Money Laundering (AML) sta
RBI/2010-11/462 DNBS(PD)CC.No 215/03.10.42/2010-11 April 05 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Operation of deposit account with NBFCs and money mules With a view to preventing NBFCs from being used, intentionally or unintentionally, by criminal elements for money laundering or terrorist financing activities, Reserve Bank of India has issued guidelines on Know Your Customer (KYC) norms/Anti-Money Laundering (AML) sta
மார். 30, 2011
NBFCs not to be Partners in Partnership firms
RBI/2010-11/453 DNBS.PD/ CC.NO. 214/03.02.002/2010-11 March 30, 2011 All NBFCs Dear Sir, NBFCs not to be Partners in Partnership firms It has come to the notice of the Reserve Bank of India that some NBFCs have large investments in / have contributed capital to partnership firms. 2.@@NBSP@@ In view of the risks involved in NBFCs associating themselves with partnership firms, it has been decided to prohibit NBFCs from contributing capital to any partnership firm or to
RBI/2010-11/453 DNBS.PD/ CC.NO. 214/03.02.002/2010-11 March 30, 2011 All NBFCs Dear Sir, NBFCs not to be Partners in Partnership firms It has come to the notice of the Reserve Bank of India that some NBFCs have large investments in / have contributed capital to partnership firms. 2.@@NBSP@@ In view of the risks involved in NBFCs associating themselves with partnership firms, it has been decided to prohibit NBFCs from contributing capital to any partnership firm or to
மார். 17, 2011
Amendment to Definition of Infrastructure Loan
RBI/2010-11/432 DNBS (PD) CC. No.213/03.10.001/2010-2011 March @@NBSP@@16, 2011 All NBFCs Dear Sir Amendment to Definition of Infrastructure Loan The term “Infrastructure Loan” has been defined in Para 2(viii) of Non-Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007 and Non-Banking Financial (Non - Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, respectively. It has now
RBI/2010-11/432 DNBS (PD) CC. No.213/03.10.001/2010-2011 March @@NBSP@@16, 2011 All NBFCs Dear Sir Amendment to Definition of Infrastructure Loan The term “Infrastructure Loan” has been defined in Para 2(viii) of Non-Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007 and Non-Banking Financial (Non - Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, respectively. It has now
மார். 08, 2011
Know Your Customer (KYC) norms /Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) Obligation of NBFCs under PMLA, 2002
RBI/2010-11/419 DNBS. (PD) CC No 212/03.10.42/2010-11 March 8, 2011 Dear Sir, All Non-Banking Financial Companies, Residuary Non-Banking Companies Dear Sir, Know Your Customer (KYC) norms /Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) Obligation of NBFCs under PMLA, 2002 Please refer to the Master Circular No. 184 dated July 01, 2010 on@@NBSP@@ the captioned subject. All NBFCs (including RNBCs) are advised to take note of modification
RBI/2010-11/419 DNBS. (PD) CC No 212/03.10.42/2010-11 March 8, 2011 Dear Sir, All Non-Banking Financial Companies, Residuary Non-Banking Companies Dear Sir, Know Your Customer (KYC) norms /Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) Obligation of NBFCs under PMLA, 2002 Please refer to the Master Circular No. 184 dated July 01, 2010 on@@NBSP@@ the captioned subject. All NBFCs (including RNBCs) are advised to take note of modification
இந்திய ரிசர்வ் வங்கி மொபைல் செயலியை நிறுவுங்கள் மற்றும் சமீபத்திய செய்திகளுக்கான விரைவான அணுகலை பெறுங்கள்!
கடைசியாக புதுப்பிக்கப்பட்ட பக்கம்: மே 10, 2024
