Notifications - Regulating Non-Banking - RBI - Reserve Bank of India
Notifications
Dec 01, 2010
Submission of Balance sheet and Profit and Loss Account
RBI/2010-11/295 DNBS.PD/ CC.No. 204 / 03.05.002/2010-11 December 1, 2010 All NBFCs Dear Sir, Submission of Balance sheet and Profit and Loss Account In terms of para 12 of both the Non-Banking Financial (Deposit Accepting) Companies Prudential Norms Directions, 2007 and Non-Banking Financial (Non-Deposit Accepting) Companies Prudential Norms Directions, 2007, every NBFC shall prepare its balance sheet and profit and loss account as on March 31 every year and extension
RBI/2010-11/295 DNBS.PD/ CC.No. 204 / 03.05.002/2010-11 December 1, 2010 All NBFCs Dear Sir, Submission of Balance sheet and Profit and Loss Account In terms of para 12 of both the Non-Banking Financial (Deposit Accepting) Companies Prudential Norms Directions, 2007 and Non-Banking Financial (Non-Deposit Accepting) Companies Prudential Norms Directions, 2007, every NBFC shall prepare its balance sheet and profit and loss account as on March 31 every year and extension
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Nov 25, 2010
Submission of information to Credit Information Companies
RBI/2010-11/286 DNBS(PD-SC/RC).CC. No. 23 /26.03.001/2010-11 November 25, 2010 All registered Securitisation Companies/Reconstruction Companies Dear Sirs, Submission of information to Credit Information Companies In terms of Section 2(f) (ii) of the Credit Information Companies (Regulation) Act, 2005, Securitisation companies/reconstruction companies (SC/RCs) are also covered under the definition of “credit institution”. Further, the Credit Information Companies (Regu
RBI/2010-11/286 DNBS(PD-SC/RC).CC. No. 23 /26.03.001/2010-11 November 25, 2010 All registered Securitisation Companies/Reconstruction Companies Dear Sirs, Submission of information to Credit Information Companies In terms of Section 2(f) (ii) of the Credit Information Companies (Regulation) Act, 2005, Securitisation companies/reconstruction companies (SC/RCs) are also covered under the definition of “credit institution”. Further, the Credit Information Companies (Regu
Oct 22, 2010
Long Term Infrastructure Finance Bonds issued by Infrastructure Finance Companies (IFCs) under Section 80CCF of the Income Tax Act, 1961- Exemption from the definition of “public deposit”
RBI/2010-11/242 DNBS (PD) CC.No.203/03.10.001/2010-2011@@NBSP@@ October 22, 2010 All Infrastructure Finance Companies Dear Sir Long Term Infrastructure Finance Bonds issued by Infrastructure Finance Companies (IFCs) under Section 80CCF of the Income Tax Act, 1961- Exemption from the definition of “public deposit” It may be recalled that the Central Government, vide Notification No.48/2010/F.No.149/84/2010-SO (TPL) dated July 09, 2010, has specified certain bonds as lo
RBI/2010-11/242 DNBS (PD) CC.No.203/03.10.001/2010-2011@@NBSP@@ October 22, 2010 All Infrastructure Finance Companies Dear Sir Long Term Infrastructure Finance Bonds issued by Infrastructure Finance Companies (IFCs) under Section 80CCF of the Income Tax Act, 1961- Exemption from the definition of “public deposit” It may be recalled that the Central Government, vide Notification No.48/2010/F.No.149/84/2010-SO (TPL) dated July 09, 2010, has specified certain bonds as lo
Oct 04, 2010
Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT)
RBI/2010-11/226 DNBS(PD).CC. No 202@@NBSP@@ /03.10.42 /2010-11 October 4, 2010 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Financial Action Task Force (FATF) as a part of its ongoing review of compliance with the AML / CFT standards, has identified certain jurisdictions which have strategic AML /CFT deficiencies. 2. FATF
RBI/2010-11/226 DNBS(PD).CC. No 202@@NBSP@@ /03.10.42 /2010-11 October 4, 2010 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Financial Action Task Force (FATF) as a part of its ongoing review of compliance with the AML / CFT standards, has identified certain jurisdictions which have strategic AML /CFT deficiencies. 2. FATF
Sep 22, 2010
NBFCs - KYC Norms/AML Standards/Combating Financing of Terrorism
RBI/2010-11/212 DNBS(PD).CC. No 201/03.10.42 /2010-11 @@NBSP@@September 22, 2010 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Please refer to Company Circular No 172 dated April 30, 2010 on the captioned subject giving details about risk arising from the deficiencies in AML / CFT regime of Iran, Angola, Democratic People'
RBI/2010-11/212 DNBS(PD).CC. No 201/03.10.42 /2010-11 @@NBSP@@September 22, 2010 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Please refer to Company Circular No 172 dated April 30, 2010 on the captioned subject giving details about risk arising from the deficiencies in AML / CFT regime of Iran, Angola, Democratic People'
Sep 17, 2010
Submission of data to Credit Information Companies Format of data to be submitted by Credit Institutions
RBI / 2010-11 /207 DNBS.(PD).CC. No. 200 /03.10.001/2010-11 September 17, 2010 To All Non-Banking Financial Companies including Residuary Non-Banking Companies Dear Sirs, Submission of data to Credit Information Companies Format of data to be submitted by Credit Institutions In terms of Section 2(f) (ii) of the Credit Information Companies (Regulation) Act, 2005, a non-banking financial company as defined under clause (f) of Section 45-I of the Reserve Bank of India
RBI / 2010-11 /207 DNBS.(PD).CC. No. 200 /03.10.001/2010-11 September 17, 2010 To All Non-Banking Financial Companies including Residuary Non-Banking Companies Dear Sirs, Submission of data to Credit Information Companies Format of data to be submitted by Credit Institutions In terms of Section 2(f) (ii) of the Credit Information Companies (Regulation) Act, 2005, a non-banking financial company as defined under clause (f) of Section 45-I of the Reserve Bank of India
Sep 16, 2010
Participation in Currency Options
RBI/2010-11/205 DNBS (PD) CC No. 199 / 03.10.001/ 2010-11 September 16, 2010 To, All non-deposit taking NBFCs with asset size of Rs. 100 crore and above (NBFCs-ND-SI) Dear Sirs, Participation in Currency Options Reserve Bank had issued guidelines to banks on trading in currency options in recognised stock/new exchanges on July 30, 2010. 2.@@NBSP@@ Accordingly, it has been decided that NBFCs may participate in the designated currency options exchanges recognized by SEB
RBI/2010-11/205 DNBS (PD) CC No. 199 / 03.10.001/ 2010-11 September 16, 2010 To, All non-deposit taking NBFCs with asset size of Rs. 100 crore and above (NBFCs-ND-SI) Dear Sirs, Participation in Currency Options Reserve Bank had issued guidelines to banks on trading in currency options in recognised stock/new exchanges on July 30, 2010. 2.@@NBSP@@ Accordingly, it has been decided that NBFCs may participate in the designated currency options exchanges recognized by SEB
Aug 26, 2010
NBFCs - Prevention of Money Laundering Amendment Rules, 2010
RBI/2010-11/183 DNBS(PD)CC.No.198/03.10.42/2010-11 August 26 , 2010 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Prevention of Money-laundering (Maintenance of Records of the Nature and Value of Transactions, the Procedure and Manner of Maintaining and Time for Furnishing Information and Verification and Maintenance of Records of the Identity of the Clients of the Banking Companies, Financial Institutions and Intermediaries) Amendmen
RBI/2010-11/183 DNBS(PD)CC.No.198/03.10.42/2010-11 August 26 , 2010 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Prevention of Money-laundering (Maintenance of Records of the Nature and Value of Transactions, the Procedure and Manner of Maintaining and Time for Furnishing Information and Verification and Maintenance of Records of the Identity of the Clients of the Banking Companies, Financial Institutions and Intermediaries) Amendmen
Aug 12, 2010
Regulatory Framework for Core Investment Companies (CICs)
RBI/2010-11/168 DNBS (PD) CC.No. 197/03.10.001/2010-11 August 12, 2010 All Core Investment Companies Dear Sir, Regulatory Framework for Core Investment Companies (CICs) The Bank had announced in the Annual Policy 2010-2011 that companies which have their assets predominantly as investments in shares for holding stake in group companies but not for trading, and also do not carry on any other financial activity, i.e., Core Investment Companies, (CICs), justifiably deser
RBI/2010-11/168 DNBS (PD) CC.No. 197/03.10.001/2010-11 August 12, 2010 All Core Investment Companies Dear Sir, Regulatory Framework for Core Investment Companies (CICs) The Bank had announced in the Annual Policy 2010-2011 that companies which have their assets predominantly as investments in shares for holding stake in group companies but not for trading, and also do not carry on any other financial activity, i.e., Core Investment Companies, (CICs), justifiably deser
Aug 11, 2010
Ready Forward Contracts in Corporate Debt Securities
RBI/2010-11/166 DNBS.PD/ CC.No. 196 / 03.05.002 /2010-11 August@@NBSP@@ 11,@@NBSP@@ 2010 All NBFCs-ND with asset size of Rs. 100 crore and above Dear Sir, Ready Forward Contracts in Corporate Debt Securities In terms of 'Repo in Corporate Debt Securities (Reserve Bank) Directions, 2010' dated January 08, 2010 issued by Internal Debt Management Department (IDMD) of RBI, NBFCs registered with RBI (other than Govt companies as defined in Section 617 of the Companies Act,
RBI/2010-11/166 DNBS.PD/ CC.No. 196 / 03.05.002 /2010-11 August@@NBSP@@ 11,@@NBSP@@ 2010 All NBFCs-ND with asset size of Rs. 100 crore and above Dear Sir, Ready Forward Contracts in Corporate Debt Securities In terms of 'Repo in Corporate Debt Securities (Reserve Bank) Directions, 2010' dated January 08, 2010 issued by Internal Debt Management Department (IDMD) of RBI, NBFCs registered with RBI (other than Govt companies as defined in Section 617 of the Companies Act,
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