Sr No |
Name of the Return |
Periodicity |
Reference Date |
Reporting Time |
Due on |
Purpose |
Who are supposed to file the Return |
1. |
NBS1 |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
15 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
Details of Assets And Liabilities |
NBFCs-D, |
2. |
NBS2 |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
15 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
Capital Funds, Risk Assets, Asset Classification etc |
NBFCs-D and RNBCs |
3. |
NBS3 |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
15 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
Statutory Liquid Assets |
NBFCs-D |
4. |
NBS4 |
Yearly |
31st March |
30 days |
30th April |
Details of Public Deposits, Other Liabilities |
NBFCs holding public deposits whose application for Certificate of Registration under Section 45-IA of RBI Act, 1934 have been rejected |
|
NBS-6 return has been discontinued |
5. |
NBS7 |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
15 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
Capital Funds, Risk Assets, Asset Classification etc. |
NBFCs-ND-SI |
6. |
ALM (NBFC-D) |
Half yearly |
31st March/ 30th Sept |
30 days |
30th April/ 30th Oct |
Structural Liquidity, Short-term dynamic liquidity, Interest Rate sensitivity etc. |
NBFCs-D having public deposit of Rs.20 crore and above and/or asset size of Rs.100 crore and above |
7. |
NBFCs-ND-SI 500cr |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
15 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
Details of Assets And Liabilities |
NBFCs-ND-SI |
8. |
SC/RC |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
15 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
Details of Assets acquired/securitized/reconstructed |
SC/RC |
9. |
ALM-1 |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
15 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
Short Term Dynamic Liquidity |
NBFCs-ND-SI |
10. |
ALM-2 & 3 |
Half yearly |
31st March/ 30th Sept |
30 days |
30th April/ 30th Oct |
Structural Liquidity/ Interest Rate Sensitivity |
NBFCs-ND-SI |
11. |
ALM-(NBFC-ND-SI) |
Annual |
31st March |
15 days |
15th April |
Disclosure in Balance Sheet. CRAR, Exp to Real Estate, |
NBFCs-ND-SI |
12. |
NBS-8 |
Annual |
31st March |
60 days |
30th May |
Details of Assets And Liabilities |
NBFCs-ND having asset-size of Rs.100-500 crore. |
13. |
NBS-9 |
Annual |
31st March |
60 days |
30th May |
Details of Assets And Liabilities |
All NBFCs-ND having asset-size of below Rs 100cr. |
14. |
Branch Info return |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
15 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
Branch Details |
NBFCs-ND-SI & NBFCs-D |
15. |
NBS1A |
Annual |
31st March |
6 months |
30th Sept |
Details of Assets And Liabilities |
RNBCs |
16. |
NBS3A |
Quarterly |
31st March/ 30th June/ 30th Sept/ 31st Dec |
15 days |
15th April/ 15th July/ 15th Oct/ 15th Jan |
Statutory Liquid Assets |
RNBCs |
Note: NBFCs-D -> Deposit taking Non-Banking Financial Companies (NBFCs); RNBC-> Residuary Non-Banking Company; NBFCs-ND -> Non-Deposit taking NBFCs. NBFCs-ND-SI -> Non-Banking Financial Companies (NBFCs) not accepting/holding public deposits and having asset sizes of Rs.500 crore and above (also termed as Systemically Important NBFCs or in short NBFCs-ND-SI) SC/RC -> Securitisation Companies/ Reconstruction Companies |