Notifications - Regulating Non-Banking - ആർബിഐ - Reserve Bank of India
notifications
ഡിസം 13, 2012
Frauds-Classification and Reporting
RBI/2012-13/329 DNBS (PD).CC.No.315/03.10.42/2012-13 December 13, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir / Madam, Frauds-Classification and Reporting Please refer to our Circular No 283 dated July 2, 2012 i.e. the Master Circular-Frauds – Future approach towards monitoring of frauds in NBFCs. 2. As per para 3.4 of the above mentioned circular, cases of attempted fraud, involving likely loss of Rs 25 lakh or more should be r
RBI/2012-13/329 DNBS (PD).CC.No.315/03.10.42/2012-13 December 13, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir / Madam, Frauds-Classification and Reporting Please refer to our Circular No 283 dated July 2, 2012 i.e. the Master Circular-Frauds – Future approach towards monitoring of frauds in NBFCs. 2. As per para 3.4 of the above mentioned circular, cases of attempted fraud, involving likely loss of Rs 25 lakh or more should be r
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ഡിസം 13, 2012
Progress report on frauds
RBI/2012-13/328 DNBS.PD.CC. No. 314 /03.10.042 / 2012-13 December 13, 2012 All Non-Deposit taking NBFCs-ND-SIs Dear Sir/Madam, Progress report on frauds A reference is invited to Master Circular DNBS (PD)CC.No.283/03.10.042/2012-13 dated July 2, 2012 on future approach towards monitoring of frauds in NBFCs. 2. As per Para 3.1.4 of the said Circular, the fraud reports in the prescribed format should be sent by the NBFCs to the Central Office (CO) of the Reserve Bank of
RBI/2012-13/328 DNBS.PD.CC. No. 314 /03.10.042 / 2012-13 December 13, 2012 All Non-Deposit taking NBFCs-ND-SIs Dear Sir/Madam, Progress report on frauds A reference is invited to Master Circular DNBS (PD)CC.No.283/03.10.042/2012-13 dated July 2, 2012 on future approach towards monitoring of frauds in NBFCs. 2. As per Para 3.1.4 of the said Circular, the fraud reports in the prescribed format should be sent by the NBFCs to the Central Office (CO) of the Reserve Bank of
ഡിസം 10, 2012
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989 (2011) Committee's Al Qaida Sanctions List
RBI/2012-13/321 DNBS(PD).CC. No 313/03.10.42 /2012-13 December 10, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989 (2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC.No 306/03.10.42/2012-13 dated October 3, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued notes dated September 5, 2012, September 27,
RBI/2012-13/321 DNBS(PD).CC. No 313/03.10.42 /2012-13 December 10, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989 (2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC.No 306/03.10.42/2012-13 dated October 3, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued notes dated September 5, 2012, September 27,
ഡിസം 07, 2012
Checklist for NBFCs, Non Banking Financial Company-Micro Finance Institutions, Non Banking Financial Company-Factoring Institutions and Core Investment Companies
RBI/2012-13/319 DNBS.CC.PD.No. 312/03.10.01/2012-13 December 07, 2012 To All NBFCs (excluding RNBCs) Dear Sir, Checklist for NBFCs, Non Banking Financial Company-Micro Finance Institutions (NBFC-MFIs), Non Banking Financial Company-Factoring Institutions (NBFC-Factors) and Core Investment Companies (CICs) Please refer to the Application for seeking Certificate of Registration from the Reserve Bank and the list of documents mentioned therein that is required to be subm
RBI/2012-13/319 DNBS.CC.PD.No. 312/03.10.01/2012-13 December 07, 2012 To All NBFCs (excluding RNBCs) Dear Sir, Checklist for NBFCs, Non Banking Financial Company-Micro Finance Institutions (NBFC-MFIs), Non Banking Financial Company-Factoring Institutions (NBFC-Factors) and Core Investment Companies (CICs) Please refer to the Application for seeking Certificate of Registration from the Reserve Bank and the list of documents mentioned therein that is required to be subm
ഡിസം 06, 2012
Core Investment Companies - Overseas Investment (Reserve Bank) Directions, 2012
RBI/2012-13/314 DNBS (PD) CC.No.311/03.10.001/2012-13 December 06 , 2012 All Core Investment Companies Dear Sirs, Core Investment@@NBSP@@ Companies - Overseas Investment (Reserve Bank) Directions, 2012 Please refer to the Non-Banking Financial Companies (Opening of Branch/Subsidiary/Joint Venture/Representative Office or Undertaking Investment Abroad by NBFCs) Directions, 2011 dated June 14, 2011. The Directions have specified general and specific conditions for overs
RBI/2012-13/314 DNBS (PD) CC.No.311/03.10.001/2012-13 December 06 , 2012 All Core Investment Companies Dear Sirs, Core Investment@@NBSP@@ Companies - Overseas Investment (Reserve Bank) Directions, 2012 Please refer to the Non-Banking Financial Companies (Opening of Branch/Subsidiary/Joint Venture/Representative Office or Undertaking Investment Abroad by NBFCs) Directions, 2011 dated June 14, 2011. The Directions have specified general and specific conditions for overs
നവം 22, 2012
NBFCs/RNBCs - Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List
RBI/2012-13/305 DNBS(PD).CC. No. 310/03.10.42 /2012-13 November 22, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List Please refer to DNBS(PD).CC.No 305/03.10.42/2012-13 dated October 3, 2012. The Chairman of UN Security Council's 1988 Committee has issued notes dated October 19, 2012 and October 25, 2012 (copies enclosed) regarding changes m
RBI/2012-13/305 DNBS(PD).CC. No. 310/03.10.42 /2012-13 November 22, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List Please refer to DNBS(PD).CC.No 305/03.10.42/2012-13 dated October 3, 2012. The Chairman of UN Security Council's 1988 Committee has issued notes dated October 19, 2012 and October 25, 2012 (copies enclosed) regarding changes m
നവം 08, 2012
Readiness of major service providers to migrate from IPv4 to IPv6
RBI/2012-13/289 DNBS(Inf.).CC. No 309/24.01.022/2012-13 November 08, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir/Madam, Readiness of major service providers to migrate from IPv4 to IPv6 As you may be aware, the Government has envisaged providing “Broadband on Demand” by 2015 in the recently unveiled National Telecom Policy (NTP) – 2012 emphasizing the role of Internet as catalyst for socio-economic development of a country and s
RBI/2012-13/289 DNBS(Inf.).CC. No 309/24.01.022/2012-13 November 08, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir/Madam, Readiness of major service providers to migrate from IPv4 to IPv6 As you may be aware, the Government has envisaged providing “Broadband on Demand” by 2015 in the recently unveiled National Telecom Policy (NTP) – 2012 emphasizing the role of Internet as catalyst for socio-economic development of a country and s
നവം 06, 2012
Standardisation and Enhancement of Security Features in Cheque Forms - Migrating to CTS 2010 Standards
RBI/2012-13/280 DNBS.PD/CC.NO.308/03.10.001/2012-13 November 6, 2012 All NBFCs Dear Sir, Standardisation and Enhancement of Security Features in Cheque Forms - Migrating to CTS 2010 Standards "CTS-2010 standard“ is a set of benchmarks towards achieving standardisation of cheques issued by banks across the country. These include provision of mandatory minimum security features on cheque forms like quality of paper, watermark, bank's logo in invisible ink, void pantogra
RBI/2012-13/280 DNBS.PD/CC.NO.308/03.10.001/2012-13 November 6, 2012 All NBFCs Dear Sir, Standardisation and Enhancement of Security Features in Cheque Forms - Migrating to CTS 2010 Standards "CTS-2010 standard“ is a set of benchmarks towards achieving standardisation of cheques issued by banks across the country. These include provision of mandatory minimum security features on cheque forms like quality of paper, watermark, bank's logo in invisible ink, void pantogra
ഒക്ടോ 16, 2012
NBFCs/RNBCs - Uploading of Reports in 'Test Mode' on FINnet Gateway Reporting
RBI/2012-13/252 DNBS(PD).CC. No307/03.10.42/2012-13 October 16, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Uploading of Reports in 'Test Mode' on FINnet Gateway Reporting Please refer to Company Circular No 247 dated October 28, 2011 on 'Know Your Customer' (KYC) Guidelines – Anti Money Laundering Standards (AML) -'Prevention of Money Laundering Act, 2002@@NBSP@@ - Obligations of NBFCs in terms of Rules notified thereunder’- R
RBI/2012-13/252 DNBS(PD).CC. No307/03.10.42/2012-13 October 16, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Uploading of Reports in 'Test Mode' on FINnet Gateway Reporting Please refer to Company Circular No 247 dated October 28, 2011 on 'Know Your Customer' (KYC) Guidelines – Anti Money Laundering Standards (AML) -'Prevention of Money Laundering Act, 2002@@NBSP@@ - Obligations of NBFCs in terms of Rules notified thereunder’- R
ഒക്ടോ 03, 2012
Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR 1267 (1999) /1989 (2011) Committee's Al Qaida Sanctions List
RBI/2012-13/232 DNBS(PD).CC. No 306/03.10.42/2012-13 October 3, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR 1267 (1999) /1989( 2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC.No 302/03.10.42/2012-13 dated September 7, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued notes dated July 5, 2012, July 20, 2012 and Jul
RBI/2012-13/232 DNBS(PD).CC. No 306/03.10.42/2012-13 October 3, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR 1267 (1999) /1989( 2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC.No 302/03.10.42/2012-13 dated September 7, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued notes dated July 5, 2012, July 20, 2012 and Jul
ഒക്ടോ 03, 2012
Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List
RBI/2012-13/231 DNBS(PD).CC. No 305/03.10.42/2012-13 October 3 , 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List Please refer to DNBS (PD).CC. No 295 /03.10.42 /2012-13 dated July 11, 2012 . The Chairman of UN Security Council's 1988 Committee has issued notes dated June 27, 2012, July 2, 2012, July 19, 2012, August 13, 2012 and August 15,
RBI/2012-13/231 DNBS(PD).CC. No 305/03.10.42/2012-13 October 3 , 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List Please refer to DNBS (PD).CC. No 295 /03.10.42 /2012-13 dated July 11, 2012 . The Chairman of UN Security Council's 1988 Committee has issued notes dated June 27, 2012, July 2, 2012, July 19, 2012, August 13, 2012 and August 15,
സെപ്റ്റം 17, 2012
NBFCs/RNBCs - Anti-Money Laundering/Combating of Financing of Terrorism - Standards
RBI/2012-13/210 DNBS(PD).CC.No304/03.10.42/2012-13 September 17, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards Please refer to DNBS(PD).CC.No.270/03.10.42/2011-12 dated April 4, 2012 on risks arising from the deficiencies in AML/CFT regime of certain jurisdictions. 2. Financial Action Task Force (FATF) has updated its Statement on June 22, 2012 on t
RBI/2012-13/210 DNBS(PD).CC.No304/03.10.42/2012-13 September 17, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards Please refer to DNBS(PD).CC.No.270/03.10.42/2011-12 dated April 4, 2012 on risks arising from the deficiencies in AML/CFT regime of certain jurisdictions. 2. Financial Action Task Force (FATF) has updated its Statement on June 22, 2012 on t
സെപ്റ്റം 14, 2012
The Non-Banking Financial Company -Factors (Reserve Bank) Directions, 2012
RBI/2012-2013/207 DNBS (PD) CC. No.303/ Factor / 22.10.91/ 2012-13 September 14, 2012 All NBFCs Dear Sir, The Non-Banking Financial Company –Factors (Reserve Bank) Directions, 2012 It may be recalled that the Bank had issued the captioned Directions on July 23, 2012. In continuation, notifications amending the Non-Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, the Non-Banking Financial (Non- Deposit Accepti
RBI/2012-2013/207 DNBS (PD) CC. No.303/ Factor / 22.10.91/ 2012-13 September 14, 2012 All NBFCs Dear Sir, The Non-Banking Financial Company –Factors (Reserve Bank) Directions, 2012 It may be recalled that the Bank had issued the captioned Directions on July 23, 2012. In continuation, notifications amending the Non-Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, the Non-Banking Financial (Non- Deposit Accepti
സെപ്റ്റം 07, 2012
Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR Committee's Al Qaida Sanctions List
RBI/2012-13/196 DNBS (PD).CC. No 302 /03.10.42 /2012-13 September 7, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989(2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC.No 296/03.10.42/2012-13 dated July 11, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued notes dated June 21, 2012, June 28, 2012, and
RBI/2012-13/196 DNBS (PD).CC. No 302 /03.10.42 /2012-13 September 7, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989(2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC.No 296/03.10.42/2012-13 dated July 11, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued notes dated June 21, 2012, June 28, 2012, and
ഓഗ 21, 2012
Revisions to the Guidelines on Securitisation Transactions
RBI//2012-13/170 DNBS. PD. No. 301/3.10.01/2012-13 August 21, 2012 All NBFCs excluding Primary Dealers (PDs) Dear Sir, Revisions to the Guidelines on Securitisation Transactions Detailed Guidelines on Securitisation of Standard Assets were issued to NBFCs vide Circular DBOD.NO.BP.BC.60/21.04.048/2005-06 dated February 01, 2006. 2. In order to prevent unhealthy practices surrounding securitization viz; origination of loans for the sole purpose of securitization and in
RBI//2012-13/170 DNBS. PD. No. 301/3.10.01/2012-13 August 21, 2012 All NBFCs excluding Primary Dealers (PDs) Dear Sir, Revisions to the Guidelines on Securitisation Transactions Detailed Guidelines on Securitisation of Standard Assets were issued to NBFCs vide Circular DBOD.NO.BP.BC.60/21.04.048/2005-06 dated February 01, 2006. 2. In order to prevent unhealthy practices surrounding securitization viz; origination of loans for the sole purpose of securitization and in
ഓഗ 03, 2012
Non Banking Financial Company-Micro Finance Institutions (NBFC-MFIs) - Directions - Modifications
RBI/2012-13/161 DNBS (PD) CC.No.300 /03.10.038/2012-13 August@@NBSP@@ 03 , 2012 All NBFCs Dear Sir, ‘Non Banking Financial Company-Micro Finance Institutions’ (NBFC-MFIs) – Directions – Modifications Please refer to the Directions issued vide RBI(PD)CC.250 dated December 02, 2011 wherein a new category of NBFCs, viz., Non Banking Financial Company-Micro Finance Institution (NBFC-MFI) was created along with a regulatory framework governing the same. The Bank has been r
RBI/2012-13/161 DNBS (PD) CC.No.300 /03.10.038/2012-13 August@@NBSP@@ 03 , 2012 All NBFCs Dear Sir, ‘Non Banking Financial Company-Micro Finance Institutions’ (NBFC-MFIs) – Directions – Modifications Please refer to the Directions issued vide RBI(PD)CC.250 dated December 02, 2011 wherein a new category of NBFCs, viz., Non Banking Financial Company-Micro Finance Institution (NBFC-MFI) was created along with a regulatory framework governing the same. The Bank has been r
ഓഗ 01, 2012
Revised Capital Adequacy Framework for Off-Balance sheet items for NBFCs - Clarifications
RBI/2012-13/154 DNBS.PD.CC No.299/03.10.001/2012-13 August 1, 2012 To All NBFCs (excluding RNBCs) Dear Sir, Revised Capital Adequacy Framework for Off-Balance sheet items for NBFCs - Clarifications The Bank had issued the circular DNBS.CC.PD.No.252/03.10.01/2011-12 dated Dec 26, 2011 along with notifications DNBS.PD.No.237 and 238/CGM(US)-2011 on the captioned subject. Certain clarifications are issued with regard to the treatment of undrawn / partially undrawn fund-b
RBI/2012-13/154 DNBS.PD.CC No.299/03.10.001/2012-13 August 1, 2012 To All NBFCs (excluding RNBCs) Dear Sir, Revised Capital Adequacy Framework for Off-Balance sheet items for NBFCs - Clarifications The Bank had issued the circular DNBS.CC.PD.No.252/03.10.01/2011-12 dated Dec 26, 2011 along with notifications DNBS.PD.No.237 and 238/CGM(US)-2011 on the captioned subject. Certain clarifications are issued with regard to the treatment of undrawn / partially undrawn fund-b
ജൂലൈ 26, 2012
KYC Norms/AML Standards/Combating Financing of Terrorism -Risk Categorisation and Updation of Customer Profiles
RBI/2012-13/144 DNBS(PD).CC.No.298/03.10.42 /2012-13 July 26, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT)-Risk Categorization and updation of Customer Profiles Please refer to para 16 on Assessment and Monitoring of Risk of Master Circular DNBS (PD) CC No.285 /03.10.42/ 2012-13 dated July 2, 2012 on KYC/AML/CFT 2. In o
RBI/2012-13/144 DNBS(PD).CC.No.298/03.10.42 /2012-13 July 26, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT)-Risk Categorization and updation of Customer Profiles Please refer to para 16 on Assessment and Monitoring of Risk of Master Circular DNBS (PD) CC No.285 /03.10.42/ 2012-13 dated July 2, 2012 on KYC/AML/CFT 2. In o
ജൂലൈ 23, 2012
The Non-Banking Financial Company -Factors (Reserve Bank) Directions, 2012
RBI/2012-2013/140 DNBS (PD) CC. No. 297 / Factor / 22.10.91/ 2012-13 July 23, 2012 All NBFCs Dear Sir, The Non-Banking Financial Company –Factors (Reserve Bank) Directions, 2012 The Central Government has notified the Factoring Regulation Act, 2011 on January 22, 2012. The Act aims to regulate Factors and assignment of receivables in favour of Factors, as also delineate the rights and obligations of parties to assignment of receivables. 2. Under the Act, factoring com
RBI/2012-2013/140 DNBS (PD) CC. No. 297 / Factor / 22.10.91/ 2012-13 July 23, 2012 All NBFCs Dear Sir, The Non-Banking Financial Company –Factors (Reserve Bank) Directions, 2012 The Central Government has notified the Factoring Regulation Act, 2011 on January 22, 2012. The Act aims to regulate Factors and assignment of receivables in favour of Factors, as also delineate the rights and obligations of parties to assignment of receivables. 2. Under the Act, factoring com
ജൂലൈ 11, 2012
Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR Committee's Al Qaida Sanctions List
RBI/2012-13/126 DNBS (PD).CC. No 296/03.10.42/2012-13 July 11, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR 1267 (1999) /1989(2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC.No 294/03.10.42/2012-13 dated July 5, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued a note dated May 25, 2012 (copy enclosed) regarding ch
RBI/2012-13/126 DNBS (PD).CC. No 296/03.10.42/2012-13 July 11, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR 1267 (1999) /1989(2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC.No 294/03.10.42/2012-13 dated July 5, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued a note dated May 25, 2012 (copy enclosed) regarding ch
റിസർവ് ബാങ്ക് ഓഫ് ഇന്ത്യ മൊബൈൽ ആപ്ലിക്കേഷൻ ഇൻസ്റ്റാൾ ചെയ്ത് ഏറ്റവും പുതിയ വാർത്തകളിലേക്ക് വേഗത്തിലുള്ള ആക്സസ് നേടുക!
പേജ് അവസാനം അപ്ഡേറ്റ് ചെയ്തത്: ഫെബ്രുവരി 28, 2025
