Notifications - Regulating Non-Banking - ఆర్బిఐ - Reserve Bank of India
notifications
మే 04, 2011
NBFCs/RNBCs - Anti- Money Laundering/Combating Financing of Terrorism Standards
RBI/2010-11/513 DNBS(PD).CC. No 218/03.10.42/2010-11 May @@NBSP@@04, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards Please refer to Company Circular No 209 dated January 28, 2011 on Anti- Money Laundering (AML) Standards / Combating of Financing of Terrorism (CFT) giving details about risk arising from the deficiencies in AML / CFT regime of Iran, A
RBI/2010-11/513 DNBS(PD).CC. No 218/03.10.42/2010-11 May @@NBSP@@04, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards Please refer to Company Circular No 209 dated January 28, 2011 on Anti- Money Laundering (AML) Standards / Combating of Financing of Terrorism (CFT) giving details about risk arising from the deficiencies in AML / CFT regime of Iran, A
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మే 02, 2011
KYC Norms/Anti- Money Laundering Standards/Combating Financing of Terrorism - NBFCs/RNBCs
RBI/2010-11/495 DNBS(PD).CC. No.216 /03.10.42/2010-11 May 02, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Financial Action Task Force (FATF) as a part of its ongoing review of compliance with the AML / CFT standards, has identified certain jurisdictions which have strategic AML /CFT deficiencies. 2. FATF, has issued
RBI/2010-11/495 DNBS(PD).CC. No.216 /03.10.42/2010-11 May 02, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Financial Action Task Force (FATF) as a part of its ongoing review of compliance with the AML / CFT standards, has identified certain jurisdictions which have strategic AML /CFT deficiencies. 2. FATF, has issued
మే 02, 2011
List of terrorist individuals/organisations - NBFCs/RNBCs
RBI/2010-11/496 DNBS(PD).CC. No. 217 /03.10.42 /2010-11 May 02, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999)and 1822(2008) on Taliban /AL-Qaida Organisation The Chairman of UN Security Council's 1267 Committee has issued a note on March 10, 2011 regarding changes made in the consolidated List of Individuals and entities linked to Al-Qaida and Taliban (copy en
RBI/2010-11/496 DNBS(PD).CC. No. 217 /03.10.42 /2010-11 May 02, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999)and 1822(2008) on Taliban /AL-Qaida Organisation The Chairman of UN Security Council's 1267 Committee has issued a note on March 10, 2011 regarding changes made in the consolidated List of Individuals and entities linked to Al-Qaida and Taliban (copy en
ఏప్రి 05, 2011
Operation of deposit account with NBFCs and money mules
RBI/2010-11/462 DNBS(PD)CC.No 215/03.10.42/2010-11 April 05 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Operation of deposit account with NBFCs and money mules With a view to preventing NBFCs from being used, intentionally or unintentionally, by criminal elements for money laundering or terrorist financing activities, Reserve Bank of India has issued guidelines on Know Your Customer (KYC) norms/Anti-Money Laundering (AML) sta
RBI/2010-11/462 DNBS(PD)CC.No 215/03.10.42/2010-11 April 05 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Operation of deposit account with NBFCs and money mules With a view to preventing NBFCs from being used, intentionally or unintentionally, by criminal elements for money laundering or terrorist financing activities, Reserve Bank of India has issued guidelines on Know Your Customer (KYC) norms/Anti-Money Laundering (AML) sta
మార్చి 30, 2011
NBFCs not to be Partners in Partnership firms
RBI/2010-11/453 DNBS.PD/ CC.NO. 214/03.02.002/2010-11 March 30, 2011 All NBFCs Dear Sir, NBFCs not to be Partners in Partnership firms It has come to the notice of the Reserve Bank of India that some NBFCs have large investments in / have contributed capital to partnership firms. 2.@@NBSP@@ In view of the risks involved in NBFCs associating themselves with partnership firms, it has been decided to prohibit NBFCs from contributing capital to any partnership firm or to
RBI/2010-11/453 DNBS.PD/ CC.NO. 214/03.02.002/2010-11 March 30, 2011 All NBFCs Dear Sir, NBFCs not to be Partners in Partnership firms It has come to the notice of the Reserve Bank of India that some NBFCs have large investments in / have contributed capital to partnership firms. 2.@@NBSP@@ In view of the risks involved in NBFCs associating themselves with partnership firms, it has been decided to prohibit NBFCs from contributing capital to any partnership firm or to
మార్చి 17, 2011
Amendment to Definition of Infrastructure Loan
RBI/2010-11/432 DNBS (PD) CC. No.213/03.10.001/2010-2011 March @@NBSP@@16, 2011 All NBFCs Dear Sir Amendment to Definition of Infrastructure Loan The term “Infrastructure Loan” has been defined in Para 2(viii) of Non-Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007 and Non-Banking Financial (Non - Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, respectively. It has now
RBI/2010-11/432 DNBS (PD) CC. No.213/03.10.001/2010-2011 March @@NBSP@@16, 2011 All NBFCs Dear Sir Amendment to Definition of Infrastructure Loan The term “Infrastructure Loan” has been defined in Para 2(viii) of Non-Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007 and Non-Banking Financial (Non - Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, respectively. It has now
మార్చి 08, 2011
Know Your Customer (KYC) norms /Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) Obligation of NBFCs under PMLA, 2002
RBI/2010-11/419 DNBS. (PD) CC No 212/03.10.42/2010-11 March 8, 2011 Dear Sir, All Non-Banking Financial Companies, Residuary Non-Banking Companies Dear Sir, Know Your Customer (KYC) norms /Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) Obligation of NBFCs under PMLA, 2002 Please refer to the Master Circular No. 184 dated July 01, 2010 on@@NBSP@@ the captioned subject. All NBFCs (including RNBCs) are advised to take note of modification
RBI/2010-11/419 DNBS. (PD) CC No 212/03.10.42/2010-11 March 8, 2011 Dear Sir, All Non-Banking Financial Companies, Residuary Non-Banking Companies Dear Sir, Know Your Customer (KYC) norms /Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) Obligation of NBFCs under PMLA, 2002 Please refer to the Master Circular No. 184 dated July 01, 2010 on@@NBSP@@ the captioned subject. All NBFCs (including RNBCs) are advised to take note of modification
ఫిబ్ర 17, 2011
All Deposit Taking NBFCs - CRAR Fifteen percent w.e.f March 31, 2012
RBI/2010-11/408 DNBS.PD/CC.No.211 /03.02.002/2010-11 February 17, 2011 All deposit taking NBFCs Dear Sir, All Deposit Taking NBFCs - CRAR Fifteen percent w.e.f March 31, 2012 In terms of paragraph 16 of Non Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, every deposit taking NBFC shall maintain a minimum capital ratio consisting of Tier I and Tier II capital, which shall not be less than 12% of its aggregate
RBI/2010-11/408 DNBS.PD/CC.No.211 /03.02.002/2010-11 February 17, 2011 All deposit taking NBFCs Dear Sir, All Deposit Taking NBFCs - CRAR Fifteen percent w.e.f March 31, 2012 In terms of paragraph 16 of Non Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, every deposit taking NBFC shall maintain a minimum capital ratio consisting of Tier I and Tier II capital, which shall not be less than 12% of its aggregate
ఫిబ్ర 14, 2011
Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT)
RBI/2010-11/404 DNBS(PD).CC. No 210/03.10.42/2010-11 February 14, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Financial Action Task Force (FATF) as a part of its ongoing review of compliance with the AML / CFT standards, has identified certain jurisdictions which have strategic AML /CFT deficiencies. 2. FATF, has is
RBI/2010-11/404 DNBS(PD).CC. No 210/03.10.42/2010-11 February 14, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Financial Action Task Force (FATF) as a part of its ongoing review of compliance with the AML / CFT standards, has identified certain jurisdictions which have strategic AML /CFT deficiencies. 2. FATF, has is
జన 28, 2011
NBFCs/RNBCs - Anti- Money Laundering/Combating Financing of Terrorism Standards
RBI/2010-11/392 DNBS(PD).CC. No 209/03.10.42 /2010-11 January 28, 2011 All Non Banking Financial Companies/ Residuary Non Banking Companies Dear Sir, Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards Please refer to Company Circular No 201 dated September 22, 2010 on Anti- Money Laundering (AML) Standards / Combating of Financing of Terrorism (CFT) giving details about risk arising from the deficiencies in AML / CFT regime of Iran, Ang
RBI/2010-11/392 DNBS(PD).CC. No 209/03.10.42 /2010-11 January 28, 2011 All Non Banking Financial Companies/ Residuary Non Banking Companies Dear Sir, Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards Please refer to Company Circular No 201 dated September 22, 2010 on Anti- Money Laundering (AML) Standards / Combating of Financing of Terrorism (CFT) giving details about risk arising from the deficiencies in AML / CFT regime of Iran, Ang
జన 27, 2011
Services to Persons with Disability - Training Programme for Employees
RBI/2010-11/391 DNBS.CC.PD.No.208/03.10.01/2010-11 January 27, 2011 To All NBFCs Dear Sir, Services to Persons with Disability - Training Programme for Employees In terms of DNBS.CC.PD.No. 191/03.10.01/2010-11 dated July 27, 2010, NBFCs were advised that there shall be no discrimination in extending products and facilities including loan facilities to the physically/visually challenged applicants on grounds of disability and that they may also advise their branches to
RBI/2010-11/391 DNBS.CC.PD.No.208/03.10.01/2010-11 January 27, 2011 To All NBFCs Dear Sir, Services to Persons with Disability - Training Programme for Employees In terms of DNBS.CC.PD.No. 191/03.10.01/2010-11 dated July 27, 2010, NBFCs were advised that there shall be no discrimination in extending products and facilities including loan facilities to the physically/visually challenged applicants on grounds of disability and that they may also advise their branches to
జన 17, 2011
Provision of 0.25% for standard assets of NBFCs
RBI/2010-11/370 DNBS.PD.CC.No.207/ 03.02.002/2010-11 January 17, 2011 All NBFCs Dear sir, Provision of 0.25% for standard assets of NBFCs In terms of Non-Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, and Non-Banking Financial (Non- Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, all NBFCs are required to make necessary provisions for non performing assets. In the i
RBI/2010-11/370 DNBS.PD.CC.No.207/ 03.02.002/2010-11 January 17, 2011 All NBFCs Dear sir, Provision of 0.25% for standard assets of NBFCs In terms of Non-Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, and Non-Banking Financial (Non- Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, all NBFCs are required to make necessary provisions for non performing assets. In the i
జన 05, 2011
Regulatory Framework for Core Investment Companies
RBI/2010-11/360 DNBS (PD) CC.No. 206 /03.10.001/2010-11 January 5, 2011 All Core Investment Companies Dear Sir, Regulatory Framework for Core Investment Companies(CICs) The Bank had issued the captioned guidelines DNBS(PD)CC.No. 197/03.10.001/2010-11 dated August 12, 2010 to all Core Investment Companies (CICs) in terms of which CICs were defined and systemically important CICs (CICs-ND-SI) are required to be registered with RBI. It was also advised therein that all C
RBI/2010-11/360 DNBS (PD) CC.No. 206 /03.10.001/2010-11 January 5, 2011 All Core Investment Companies Dear Sir, Regulatory Framework for Core Investment Companies(CICs) The Bank had issued the captioned guidelines DNBS(PD)CC.No. 197/03.10.001/2010-11 dated August 12, 2010 to all Core Investment Companies (CICs) in terms of which CICs were defined and systemically important CICs (CICs-ND-SI) are required to be registered with RBI. It was also advised therein that all C
డిసెం 01, 2010
Submission of Balance sheet and Profit and Loss Account
RBI/2010-11/295 DNBS.PD/ CC.No. 204 / 03.05.002/2010-11 December 1, 2010 All NBFCs Dear Sir, Submission of Balance sheet and Profit and Loss Account In terms of para 12 of both the Non-Banking Financial (Deposit Accepting) Companies Prudential Norms Directions, 2007 and Non-Banking Financial (Non-Deposit Accepting) Companies Prudential Norms Directions, 2007, every NBFC shall prepare its balance sheet and profit and loss account as on March 31 every year and extension
RBI/2010-11/295 DNBS.PD/ CC.No. 204 / 03.05.002/2010-11 December 1, 2010 All NBFCs Dear Sir, Submission of Balance sheet and Profit and Loss Account In terms of para 12 of both the Non-Banking Financial (Deposit Accepting) Companies Prudential Norms Directions, 2007 and Non-Banking Financial (Non-Deposit Accepting) Companies Prudential Norms Directions, 2007, every NBFC shall prepare its balance sheet and profit and loss account as on March 31 every year and extension
నవం 25, 2010
Submission of information to Credit Information Companies
RBI/2010-11/286 DNBS(PD-SC/RC).CC. No. 23 /26.03.001/2010-11 November 25, 2010 All registered Securitisation Companies/Reconstruction Companies Dear Sirs, Submission of information to Credit Information Companies In terms of Section 2(f) (ii) of the Credit Information Companies (Regulation) Act, 2005, Securitisation companies/reconstruction companies (SC/RCs) are also covered under the definition of “credit institution”. Further, the Credit Information Companies (Regu
RBI/2010-11/286 DNBS(PD-SC/RC).CC. No. 23 /26.03.001/2010-11 November 25, 2010 All registered Securitisation Companies/Reconstruction Companies Dear Sirs, Submission of information to Credit Information Companies In terms of Section 2(f) (ii) of the Credit Information Companies (Regulation) Act, 2005, Securitisation companies/reconstruction companies (SC/RCs) are also covered under the definition of “credit institution”. Further, the Credit Information Companies (Regu
అక్టో 22, 2010
Long Term Infrastructure Finance Bonds issued by Infrastructure Finance Companies (IFCs) under Section 80CCF of the Income Tax Act, 1961- Exemption from the definition of “public deposit”
RBI/2010-11/242 DNBS (PD) CC.No.203/03.10.001/2010-2011@@NBSP@@ October 22, 2010 All Infrastructure Finance Companies Dear Sir Long Term Infrastructure Finance Bonds issued by Infrastructure Finance Companies (IFCs) under Section 80CCF of the Income Tax Act, 1961- Exemption from the definition of “public deposit” It may be recalled that the Central Government, vide Notification No.48/2010/F.No.149/84/2010-SO (TPL) dated July 09, 2010, has specified certain bonds as lo
RBI/2010-11/242 DNBS (PD) CC.No.203/03.10.001/2010-2011@@NBSP@@ October 22, 2010 All Infrastructure Finance Companies Dear Sir Long Term Infrastructure Finance Bonds issued by Infrastructure Finance Companies (IFCs) under Section 80CCF of the Income Tax Act, 1961- Exemption from the definition of “public deposit” It may be recalled that the Central Government, vide Notification No.48/2010/F.No.149/84/2010-SO (TPL) dated July 09, 2010, has specified certain bonds as lo
అక్టో 04, 2010
Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT)
RBI/2010-11/226 DNBS(PD).CC. No 202@@NBSP@@ /03.10.42 /2010-11 October 4, 2010 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Financial Action Task Force (FATF) as a part of its ongoing review of compliance with the AML / CFT standards, has identified certain jurisdictions which have strategic AML /CFT deficiencies. 2. FATF
RBI/2010-11/226 DNBS(PD).CC. No 202@@NBSP@@ /03.10.42 /2010-11 October 4, 2010 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Financial Action Task Force (FATF) as a part of its ongoing review of compliance with the AML / CFT standards, has identified certain jurisdictions which have strategic AML /CFT deficiencies. 2. FATF
సెప్టెం 22, 2010
NBFCs - KYC Norms/AML Standards/Combating Financing of Terrorism
RBI/2010-11/212 DNBS(PD).CC. No 201/03.10.42 /2010-11 @@NBSP@@September 22, 2010 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Please refer to Company Circular No 172 dated April 30, 2010 on the captioned subject giving details about risk arising from the deficiencies in AML / CFT regime of Iran, Angola, Democratic People'
RBI/2010-11/212 DNBS(PD).CC. No 201/03.10.42 /2010-11 @@NBSP@@September 22, 2010 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Please refer to Company Circular No 172 dated April 30, 2010 on the captioned subject giving details about risk arising from the deficiencies in AML / CFT regime of Iran, Angola, Democratic People'
సెప్టెం 17, 2010
Submission of data to Credit Information Companies Format of data to be submitted by Credit Institutions
RBI / 2010-11 /207 DNBS.(PD).CC. No. 200 /03.10.001/2010-11 September 17, 2010 To All Non-Banking Financial Companies including Residuary Non-Banking Companies Dear Sirs, Submission of data to Credit Information Companies Format of data to be submitted by Credit Institutions In terms of Section 2(f) (ii) of the Credit Information Companies (Regulation) Act, 2005, a non-banking financial company as defined under clause (f) of Section 45-I of the Reserve Bank of India
RBI / 2010-11 /207 DNBS.(PD).CC. No. 200 /03.10.001/2010-11 September 17, 2010 To All Non-Banking Financial Companies including Residuary Non-Banking Companies Dear Sirs, Submission of data to Credit Information Companies Format of data to be submitted by Credit Institutions In terms of Section 2(f) (ii) of the Credit Information Companies (Regulation) Act, 2005, a non-banking financial company as defined under clause (f) of Section 45-I of the Reserve Bank of India
సెప్టెం 16, 2010
Participation in Currency Options
RBI/2010-11/205 DNBS (PD) CC No. 199 / 03.10.001/ 2010-11 September 16, 2010 To, All non-deposit taking NBFCs with asset size of Rs. 100 crore and above (NBFCs-ND-SI) Dear Sirs, Participation in Currency Options Reserve Bank had issued guidelines to banks on trading in currency options in recognised stock/new exchanges on July 30, 2010. 2.@@NBSP@@ Accordingly, it has been decided that NBFCs may participate in the designated currency options exchanges recognized by SEB
RBI/2010-11/205 DNBS (PD) CC No. 199 / 03.10.001/ 2010-11 September 16, 2010 To, All non-deposit taking NBFCs with asset size of Rs. 100 crore and above (NBFCs-ND-SI) Dear Sirs, Participation in Currency Options Reserve Bank had issued guidelines to banks on trading in currency options in recognised stock/new exchanges on July 30, 2010. 2.@@NBSP@@ Accordingly, it has been decided that NBFCs may participate in the designated currency options exchanges recognized by SEB
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