List of Returns - ربی - Reserve Bank of India
serial_number | regulatory_reporting_return_name | regulatory_reporting_return_description | regulatory_reporting_frequency | regulatory_reporting_department_concerned | regulatory_reporting_reporting_entity | regulatory_reporting_related_circulars | regulatory_reporting_reporting_format | regulatory_reporting_reporting_platform |
---|---|---|---|---|---|---|---|---|
201 | DNBS10-Statutory Auditor Certificate (SAC) Return | To ensure continued regulatory compliance for all NBFCs. |
Annual | DoS | All NBFCs and ARCs | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
202 | DNBS11-CICs - Important Financial Parameters@ | The return captures financial details, viz. components of Assets and Liabilities, Profit and Loss account, Exposure to sensitive sectors etc. for CIC-ND-Sis. |
Quarterly | DoS | NBFC- Core Investment Companies (CICs) | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
203 | DNBS12-CICs - Important Prudential Parameters@ | The return captures compliance with various prudential norms, e.g. Capital Adequacy, Asset Classification, Provisioning, NOF etc. for CIC-ND-Sis. |
Quarterly | DoS | NBFC- Core Investment Companies (CICs) | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
204 | DNBS13-Overseas Investment Details@ | To capture details of overseas investment for all NBFCs having overseas investment. |
Quarterly | DoS | All NBFCs and ARCs | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
205 | DNBS14- P2Ps- Important Financial & Prudential Parameters@ | The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for NBFCs-P2P. |
Quarterly | DoS | NBFC-P2P Category | "Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024" | CIMS | |
206 | Fraud Monitoring Return 1 (FMR1) | To capture the details of the fraud committed by staff, outsiders or customers involving an amount of Rs 1 lakh or more for all NBFC-D and NBFC-NDSIs. |
As and when | DoS | NBFCs - Deposit Taking & NDSIs | Master Direction - Monitoring of Frauds in NBFCs (Reserve Bank) Directions, 2016 | XBRL Phase II | |
207 | Fraud Monitoring Return 3 (FMR3) - Fraud Update Application | To capture the updated information in respect of frauds reported through FMR-1 for all NBFC-D and NBFC-NDSIs. |
As and when | DoS | NBFCs - Deposit Taking & NDSIs | Master Direction - Monitoring of Frauds in NBFCs (Reserve Bank) Directions, 2016 | XBRL Phase II | |
208 | Return on Complaints | Data on customer compliants |
Quarterly & Annual | CEPD | All Commercial Banks | Email Intimaton to Banks | CIMS | |
209 | Monitoring Progress of Financial Inclusion (MPFI)- Quantitative Return (Template-I) | To measure the progress of FI during the quarter in sync with recommendations of NSFI. |
Quarterly | FIDD | SCBs (including RRBs) | DO.FIDD.CO.FID.1742/12.01.025/2019-2020 dated February 20, 2020 National Strategy for Financial Inclusion(NSFI): 2019-24 and Monitoring Progress of Financial Inclusion(MPFI) | CIMS | |
210 | Monitoring Progress of Financial Inclusion (MPFI)- Qualitative Return (Template-II) | To understand developments in the financial inclusion sphere. |
Annual | FIDD | SCBs (including RRBs) | DO.FIDD.CO.FID.1742/12.01.025/2019-2020 dated February 20, 2020 National Strategy for Financial Inclusion(NSFI): 2019-24 and Monitoring Progress of Financial Inclusion(MPFI) | CIMS | |
211 | Natural Calamity Relief Measures- Quarterly | Relief Measures by Banks in Areas affected by Natural Calamities |
Quarterly | FIDD | All Scheduled Commercial Banks (including Small Finance Banks and excluding Regional Rural Banks) via SLBCs through Regional Offices | MD.FIDD.CO.FSD.BC No.9/05.10.001/2018-19 dated October 17, 2018 | CIMS | |
212 | Natural Calamity Relief Measures | Relief Measures by Banks in Areas affected by Natural Calamities |
Monthly | FIDD | All Scheduled Commercial Banks (including Small Finance Banks and excluding Regional Rural Banks) on the Natural Calamity Relief Measures Portal | MD.FIDD.CO.FSD.BC No.9/05.10.001/2018-19 dated October 17, 2018 | EDSP | |
213 | Natural Calamity Relief Measures |
Notification issued by State Government on declaration of natural calamity |
As and When | FIDD | SLBCs on the Natural Calamity Relief Measures Portal | Master Direction – Reserve Bank of India (Relief Measures by Banks in Areas affected by Natural Calamities) Directions 2018 – SCBs | CIMS | |
214 | MTSS | MTSS Business |
Monthly | DPSS | MTSS Entities | DPSS.CO.OD.No.670/06.08.001/2019-20 dated September 24, 2019 | XBRL Phase III | |
215 | Internal Ombudsman (IO) for Non-Bank System Participants | Data on IO complaints |
Quarterly & Annual | CEPD | Non-Bank System Participants with more than one crore outstanding PPIs | Internal Ombudsman Scheme for Non-bank System Participants, 2019 | ||
216 | Internal Ombudsman (IO) for Non-Banking Financial Company (NBFC) | Data on IO complaints |
Quarterly & Annual | CEPD | a) Deposit-taking NBFCs (NBFCs-D) with 10 or more branches. b) Non-Deposit taking NBFCs (NBFCs-ND) with asset size of Rs.5,000 crore and above and having public customer interface. |
Internal Ombudsman Scheme for NBFCs, 2021 | ||
217 | Allocation of branches to Statutory Branch Auditors (SBAs) by Public Sector Banks (PSBs) | PSBs are required to upload the details of branches allocated to their SBAs, on an annual basis, in the Auditor Allocation System (AAS) application maintained by the Bank |
Annual | DoS | All PSBs | Confidential Letter on Appointment of SBAs issued by ARG on annual basis to each PSB separately | Auditor Allocation System | |
218 | Half yearly/ Quarterly Review of Accounts of Public Sector Banks - Review Report by Statutory Central Auditors (SCAs) | SCAs of PSBs are required to conduct half yearly/quarterly review of accounts of PSBs and submit Review Report in the prescribed format |
Half yearly / Quarterly | DoS | All PSBs | DBS.ARS.No.BC.17/08.91.001/2002-03 dated June 5, 2003 | Manual | |
219 | Half yearly/ Quarterly Review of Accounts of Public Sector Banks - Review of Accounts | SCAs of PSBs are required to conduct half yearly/quarterly review of financial results of PSBs and submit the same |
Half yearly / Quarterly | DoS | All PSBs | Circular dated July 28, 2016 on ‘Half yearly/ Quarterly Review of Accounts of Public Sector Banks’ | Manual | |
220 | Form A Certificate | Information to be submitted by the NBFCs regarding appointment of Statutory Central Auditor (SCA)/ Statutory Auditor (SA) |
Annual | DoS | All NBFCs | Guidelines for Appointment of Statutory Central Auditors (SCAs)/Statutory Auditors (SAs) of Commercial Banks (excluding RRBs), UCBs and NBFCs (including HFCs) | Hard copy/ Email |
* Notes
SCBs: Scheduled Commercial Banks
RRBs: Regional Rural Banks
SFBs: Small Finance Banks
PBs: Payment Banks
LABs: Lead Area Banks
AIFIs: All India Financial Institutions
ADs: Authorised Dealers
IP Agents: Issuing and Paying Agents
NBFCs: Non-Banking Financial Companies
RNBCs:Residuary Non-Banking Companies
NBFC-D:Non-Banking Financial Companies- Deposit Taking
NBFC-ND-SI: Non-Banking Financial Companies- Non-Deposit Taking-Systemically Important
UCBs: Urban Cooperative Banks
StCBs: State / Central Co-operative Banks
DCCBs: District Central Co-operative Banks
CICs: Credit Information Companies
AMCs: All Authorised Money Changers
FFMCs: Full Fledged Money Changers
MTSS: Money Transfer Service Scheme
WLAs: White label ATMs
PDs: Primary Dealers
SIDBI: Small Industries Development Bank of India
@ Master Directions will be issued soon
صفحے پر آخری اپ ڈیٹ: جون 25, 2024