List of Returns - আরবিআই - Reserve Bank of India
serial_number | regulatory_reporting_return_name | regulatory_reporting_return_description | regulatory_reporting_frequency | regulatory_reporting_department_concerned | regulatory_reporting_reporting_entity | regulatory_reporting_related_circulars | regulatory_reporting_reporting_format | regulatory_reporting_reporting_platform |
---|---|---|---|---|---|---|---|---|
151 | Financial Soundness Indicators (FSI) | Data is collected for furnishing consolidated FSIs to IMF. |
Quarterly | DoS | All CBs (excluding FBs), AIFIs | Intimation by letter dated Mar 25, 2010 | CIMS | |
152 | Return on financial conglomerates | Capturing the intra-group transactions and exposures amongst the identified FCs |
Quarterly | DoS | All Financial Conglomerates for which RBI is the Principal Regulator | Communicated to the reporting entities individually along with the guidance note for submission of the returns. | CIMS | |
153 | Whole Bank Long Form Audit Report and Compliance thereof | Whole Bank Long Form Audit Report and Compliance thereof |
Yearly | DoS | All CBs | DBS.CO.PPD.BC/13/11.01.005/2007-08 dated May 13, 2008. | Hardcopy | |
154 | Half-Yearly Review of Investment Portfolio | Qualitative/ Quantitative review of entire investment portfolio of the bank for the half year |
Half-yearly | DoS | All CBs | RBI/2015-16/97 DBR No BP.BC.6/21.04.141/2015-16, dated July 01, 2015 |
Hardcopy | |
155 | Return on Defaulted Borrowers(RDB) | Return on Defaulted Borrowers |
Weekly | DoS | AIFIs and All CBs excluding PBs | RBI/2017-18/131 DBR.No.BP.BC.101/ 21.04.048/2017-18 dated February 12, 2018 Resolution of Stressed Assets – Revised Framework | CIMS | |
156 | Return on Investment Portfolio (RIP) | Profile of Investment Portfolio |
Quarterly | DoS | All PBs | Mail to Payment Banks | CIMS | |
157 | Additional Data on Loan portfolio, Branch Profile and Financial Inclusion (LBFI) | Return capturing additional data on loan portfolio |
Quarterly | DoS | All SFBs | Mail to SFBs | CIMS | |
158 | FMR 4 | Report on Dacoities/Robberies/Theft/Burglaries |
Quarterly | DoS | All Primary (Urban) Co-operative Banks | RBI/2015-16/1 DCBR.CO.BPD.MC.No.1/12.05.001/2015-16 July 1, 2015 Master Circular on Frauds- Classification and Reporting | CIMS | |
159 | Report of Commodity Hedging in Overseas Market (w.e.f April 01, 2018) | Report of Commodity Hedging in Overseas Market |
Quarterly | FMRD | AD Cat-1 Banks | RBI/2017-18/138 A.P. (DIR Series) Circular No. 19 Hedging of Commodity Price Risk and Freight Risk in Overseas Markets (Reserve Bank) Directions March 12, 2018 | CIMS | |
160 | Return on Complaints (RoComp) | This return collects data on customer complaints registered in Small Finance Banks and Payments Banks. |
Quarterly | DoS | All SFBs and PBs | Mail to Payment Banks | CIMS | |
161 | Proforma | Consolidated proforma which has replaced Proforma I and Proforma II |
As and when | DSIM | SCBs (including RRBs), Co-operative Banks | Revision in Proforma and Reporting of Bank/Banking Outlet (BO) details under the Central Information System for Banking Infrastructure (CISBI) RBI/2018-19/228 DBR.No.BAPD.BC.50/22.01.001/2018-19 dated June 28, 2019 |
CISBI | |
162 | Liberalised Remittance Scheme | Liberalised Remittance Scheme of USD 2,50,000 for resident individuals |
Daily | FED | AD Category - I Banks | Liberalised Remittance Scheme (LRS) for Resident Individuals - daily reporting of transactions | XBRL Phase II | |
163 | Return on Connected Exposure (RCE) | Return on Connected Exposure |
Quarterly | DoS | All CBs | DBS.CO.OSMOS.BC.4/33.01.001/2000-2001 dated October 18, 2000 DBS.No.BC.OSMOS.3/ 33.01.021/2001-02 dated September 28, 2001 |
CIMS | |
164 | Large Exposure Framework Return (LEF) | Large Exposures Framework |
Quarterly | DoS | All SCBs excluding PBs | Large Exposures Framework RBI/2016-17/167 DBR.No.BP.BC.43/21.01.003/2016-17 dated December 01, 2016 | CIMS | |
165 | CRILC UCBs | CRILC return for UCBs |
Quarterly | DoS | UCBs with total assets ₹500 crores and above as on previous financial year | Central Repository of Information on Large Credit- UCBs | CIMS | |
166 | Form I | Monthly Return of unclaimed deposits/credits/ accounts/ in India which have not been operated upon/remained unclaimed for 10 years or more as on the date of the return and transferred to the DEA Fund Account. (To be submitted online to the Reserve Bank of India by 15th of the succeeding month) |
Monthly | DoR | SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs | Operational Guidelines issued for DEA Fund Scheme, 2014 vide letter no. 3044/30.01.002/2017-18 dated September 27, 2017 to all banks | eKuber | |
167 | Proforma for reporting details of profits remitted to Head Office by foreign banks operating in India |
Statement of remittance of profits/surplus by foreign banks |
Yearly | DOR/DoS | Foreign Banks | DBOD.No.IBS.BC.175/23.09.001/99-2000 dt May 19, 2000; DBOD.No.IBS.BC.99/23.09.001/98-99 dt October 09, 1998; | Hardcopy | |
168 | Form II | Monthly return claiming refund from the DEA Fund (Original hardcopy to be submitted by 15th of the succeeding month to which the claim pertains) |
Monthly | DoR | SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs | Operational Guidelines issued for DEA Fund Scheme, 2014 vide letter no. 3044/30.01.002/2017-18 dated September 27, 2017 to all banks | eKuber/ Hardcopy | |
169 | Form III | Certificate of reconciliation of balances for the Half Year ended June/December to be submitted by banks not later than July 31 and January 31 |
Half-yearly | DoR | SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs | The Depositor Education and Awareness Fund Scheme, 2014 –Section 26A of Banking Regulation Act, 1949- Operational Guidelines Operational Guidelines issued for DEA Fund Scheme, 2014 vide letter dated September 27, 2017 Revised Timeline for submission of Reconciliation Certificate - Letter dated August 27, 2018 |
Hardcopy/Email | |
170 | Annual Certificate | A yearly return certified by statutory auditor and to be submitted by banks in original within one month from the date of completion of their annual audit |
Annual | DoR | SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs | The Depositor Education and Awareness Fund Scheme, 2014 –Section 26A of Banking Regulation Act, 1949- Operational Guidelines Operational Guidelines issued for DEA Fund Scheme, 2014 vide letter dated September 27, 2017 Revised Timeline for submission of Reconciliation Certificate - Letter dated August 27, 2018 |
Hardcopy/Email | |
171 | Interest Rate Risk Positions for clients | Interest Rate Risk Positions for clients having outstanding derivative of Rs.10 billion |
Quarterly | FMRD | Banks and Primary Dealers | Rupee Interest Rate Derivatives (Reserve Bank) Directions, 2019 | Email & CIMS | |
172 | Cross-border remittances arising out of Rupee interest rate derivatives transactions undertaken by non-residents | Cross-border remittances arising out of Rupee interest rate derivatives transactions undertaken by non-residents |
Monthly | FMRD | Banks | Rupee Interest Rate Derivatives (Reserve Bank) Directions, 2019 | ||
173 | FX- Transactions- Retail platform | The distribution of customer transactions (across FX-Retail, other electronic trading platforms and other channels) and the fees charged by them |
Quarterly | FMRD | AD Category - I - Banks | Rollout of the foreign exchange trading platform for retail participants – FX-Retail | Email & CIMS | |
174 | FC-GPR | To report issue of equity instruments by an Indian company to non-resident investors |
Within 30 days from the date of issue Indian company | FED | Indian company | Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
175 | FC-TRS | To report transfer of equity instruments between resident and non-resident. |
Within 60 days from the date of transfer or date of remittance whichever is earlier | FED | Transferor/Transferee/ Investee indian company with onus on the resident transferor/transferee | Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
176 | LLP-I | To report receipt of capital contribution/ acquisition of profit shares in an LLP to a non-resident investor |
Within 30 days from the date of remittance. | FED | LLP | Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
177 | LLP-II | To report transfer of capital contribution/ profit shares between a resident and a non-resident |
Within 60 days from the date of remittance | FED | Transfereor/transferee/ investee LLP with onus on the resident transferor/transferee | Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
178 | CN | To report issue of Convertible Notes by a start-up company to non-resident investor or transfer of convertible notes between a resident and a non-resident. |
For issue :Within 30 days from the date of issue For transfer: Within 30 days from the date of transfer |
FED | For issue: Indian Start-up company For transfer: Resident transferor/transferee |
Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
179 | ESOP | To report issue of ESOPs by an indian company to its non-resident employees |
Within 30 days from the date of issue of ESOPs | FED | Indian company | Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
180 | DRR | To report issue of Depository receipts (ADRs/GDRs) by an Indian company |
Within 30 days from date of close of issue. | FED | Domestic custodian | Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
181 | DI | To report downstream investment made by an indian company in another indian company resulting in indirect foreign investment in the investee indian company. |
Within 30 days from the date of allotment of equity instruments | FED | Investor Indian company | Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
182 | InVI | To report issue of units by an investment vehicle against the foreign inflow received in its corpus. |
Within 30 days from the date of issue of units | FED | Investment Vehicle | Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
183 | Reporting of Long term Advance | Reporting of Long term Advance of USD 100 million & more alongwith Progress Report to be submitted by Authorised Dealer Bank on utilization of Long term export Advances |
Yearly | FED | AD Category - I Banks | RBI/2013-14/597 A.P. (DIR Series) Circular No.132 dated May 21, 2014 Export of Goods - Long Term Export Advances | Hardcopy | |
184 | Statement on default in MTT | Statement on default in Merchanting Trade Transactions (MTT) |
Half-yearly | FED | AD Category - I Banks | RBI/2013-14/452 A.P. (DIR Series) Circular No.95 dated January 17, 2014 Merchanting Trade Transactions and RBI/2013-14/545 A.P. (DIR Series) Circular No.115 dated March 28, 2014 Merchanting Trade Transactions- Revised guidelines | Hardcopy | |
185 | MCLR (Marginal Cost of funds based Lending Rate) Return (MPD07) | Data on MCLR of SCBs (excluding RRBs, SFBs and PBs) |
Daily (On every review date of MCLR) | MPD | SCBs (excluding RRBs, SFBs and PBs) | Master Direction-Reserve Bank of India (Interest Rate on Advances) Directions, 2016 Number & Date: RBI/DBR/2015-16/20 Master Direction DBR.Dir.No.85/13.03.00/2015-16 dated March 03, 2016 | CIMS | |
186 | Interest Rate Return (erstwhile SMR VIAB) (MPD06) (Special Monthly Return (SMR)-VI-AB on interest rates of commercial banks IN CIMS) | Deposit rates (including NRI deposits), rupee lending rates (outstanding as also on fresh loans sanctioned) and foreign currency export credit of SCBs (excluding RRBs, SFBs and PBs), External Benchmark based Lending Rate data of SCBs (excluding RRBs, SFBs and PBs) |
Monthly | MPD | SCBs (excluding RRBs, SFBs and PBs) | Master Direction - Reserve Bank of India (Interest Rate on Deposits) Directions, 2016 Number & Date: RBI/DBR/2015-16/19 Master Direction DBR.Dir.No.84/ 13.03.00/2015-16 dated March 03, 2016 Master Direction-Reserve Bank of India (Interest Rate on Advances) Directions, 2016 Number & Date: RBI/DBR/2015-16/20 Master Direction DBR.Dir.No.85/13.03.00/2015-16 dated March 03, 2016 (Updated as on February 26, 2020) |
CIMS | |
187 | Sector-wise and industry-wise deployment of bank credit (SIBC)/MPD002 | Analyzing trends in sector- wise and industry-wise bank credit |
Monthly | MPD | Select SCBs (excluding RRBs) | CPC.No.1651/04.51.01/96-97 dated January 03, 1997 | CIMS | |
188 | Special Fortnightly Return-II/MPD003 | Monitoring of daily CRR balances |
Fortnightly | MPD | SCBs (excluding RRBs) | Master Direction - Reserve Bank of India [Cash Reserve Ratio (CRR) and Statutory Liquidity Ratio (SLR)] Directions - 2021 | CIMS | |
189 | Supplementary return on daily SLR/MPD004 | Supplementary return on daily SLR |
Fortnightly | MPD | SCBs (excluding RRBs) | Master Direction - Reserve Bank of India [Cash Reserve Ratio (CRR) and Statutory Liquidity Ratio (SLR)] Directions - 2021 | CIMS | |
190 | FETERS - Cards Return | Details of international transactions using credit card / debit card / unified payment interface (UPI) along with their economic classification (merchant category code – MCC) will be captured |
Monthly | DSIM/FED | All Category-I Authorised Dealer Banks | A.P. (DIR Series) Circular No.13 dated March 25, 2021 | BoP | |
191 | Return on Stressed MSME Sub-debt (RSM) | The return collects data on Personal Loans sanctioned to Promoters of distressed MSMEs under CREDIT GUARANTEE SCHEME FOR SUBORDINATE DEBT- CGSSD |
Monthly | DoS | All SCBs excluding PBs | GoI guidelines dated June 24, 2020 on Distressed Asset Fund - Subordinated Debt for Stressed MSME | CIMS | |
192 | DNBS01- Important Financial Parameters - Quarterly@ |
The return captures financial details, viz. components of Assets and Liabilities, Profit and Loss account, Exposure to sensitive sectors etc. for NBFC-D and NBFC-NDSI. |
Quarterly | DoS | NBFCs-Deposit Taking, NBFC - NDSIs (having Asset Size> ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors and NBFC-NOFHCs | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
193 | DNBS02-Important Financial Parameters - Annual@ | The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for non-deposit taking non-NDSI NBFCs. |
Annual | DoS | Non-deposit taking non-NDSI | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
194 | DNBS03-Important Prudential Parameters@ | The return captures compliance with various prudential norms, e.g. Capital Adequacy, Asset Classification, Provisioning, NOF etc. for NBFC-Deposit taking and NBFC-NDSI. |
Quarterly | DoS | NBFCs-Deposit Taking, NBFC - NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors and NBFC-NOFHCs | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
195 | DNBS04A- Short Term Dynamic Liquidity (STDL) - Quarterly@ | To capture the details of mismatch in projected future cash inflows and outflows based on the busniess projections. |
Quarterly | DoS | NBFCs-Deposit Taking, NBFC - NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC- Core Investment Companies (CICs) & NBFC-NDs having asset size between ₹100 crore and ₹500 crore. Return not to be filed by NBFC-NOFHCs | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
196 | DNBS04B-Structural Liquidity & Interest Rate Sensitivity - Monthly@ | To capture (i) The details of mismatch in projected future cash inflows and outflows based on the maturity pattern of assets and liabilities at the end of the reporting period for NBFCs-NDSI; (ii) The details of interest rate risk. |
Monthly | DoS | NBFCs-Deposit Taking, NBFC - NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC- Core Investment Companies (CICs) & NBFC-NDs having asset size between ₹100 crore and ₹500 crore. Return not to be filed by NBFC-NOFHCs | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
197 | DNBS05 - Return for CoR Rejected companies@ | To capture details in respect of NBFCs which accepted public deposits and whose CoR was rejected |
Quarterly | DoS | NBFCs whose CoR has been rejected by the Reserve Bank and were accepting/holding public deposits on the date of application for Certificate of Registration | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
198 | DNBS06 - Important Financial & Prudential Parameters - RNBCs | The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for RNBCs. |
Quarterly | DoS | RNBCs | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
199 | DNBS07 - ARCs Important Financial Parameters@ | To capture financial parameters and various operational details e.g. assets (NPA) acquired, acquisition cost, their recovery status etc. for ARCs. |
Quarterly | DoS | ARCs | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
200 | DNBS08-CRILC Main Return- Monthly | To capture credit information on aggregate exposure of ₹5 Crore and above to a single borrower. |
Monthly | DoS | NBFCs-Deposit Taking, NBFC - NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC CIC (Core Investment companies). Not to be filed by NBFC-NOFHCs | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS |
* Notes
SCBs: Scheduled Commercial Banks
RRBs: Regional Rural Banks
SFBs: Small Finance Banks
PBs: Payment Banks
LABs: Lead Area Banks
AIFIs: All India Financial Institutions
ADs: Authorised Dealers
IP Agents: Issuing and Paying Agents
NBFCs: Non-Banking Financial Companies
RNBCs:Residuary Non-Banking Companies
NBFC-D:Non-Banking Financial Companies- Deposit Taking
NBFC-ND-SI: Non-Banking Financial Companies- Non-Deposit Taking-Systemically Important
UCBs: Urban Cooperative Banks
StCBs: State / Central Co-operative Banks
DCCBs: District Central Co-operative Banks
CICs: Credit Information Companies
AMCs: All Authorised Money Changers
FFMCs: Full Fledged Money Changers
MTSS: Money Transfer Service Scheme
WLAs: White label ATMs
PDs: Primary Dealers
SIDBI: Small Industries Development Bank of India
@ Master Directions will be issued soon
পেজের শেষ আপডেট করা তারিখ: আগস্ট 06, 2024