Dir - I: Statement showing details of Advances against Security of Shares/ Debentures

Dir - IV: Statement on Information in respect of Loans & Advances to Bank’s Directors

Statement of Unsecured Loans and Advances to Directors/ Firms in which they have Interest

Statement on Offices in India

Daily Call and Notice Money Operations during the fortnight

Foreign Exchange Turnover- Client and Interbank in Spot, Swaps and Forwards (including cancellations)

Gaps of foreign currency, net open exchange positions and cash balances

Consolidated information relating to exposures of corporates in foreign currency

Option Transaction Report, Option Position Report, Change in Portfolio Delta Report and Strike Concentration Report

Total outstanding foreign currency borrowings under all categories

Statement in form BAL giving details of holding of all foreign currencies by AD Bank

List of all offices/branches, of an AD bank, which are maintaining Rupee accounts of non-resident banks

Doubtful transactions involving frequent cancellation of hedge transactions and / or the underlying trade transactions.

The ALE return contains the granular breakup of Assets and liability items along with details regarding off balance sheet and derivative exposures-

The ALE return contains the granular breakup of Assets and liability items along with details regarding off balance sheet and derivative exposures.

Computation of capital base; computation of risk weighted assets; and risk based capital as per BASEL - I Capital Adequacy framework

Computation of capital base; computation of risk weighted assets; and risk based capital as per BASEL - III Capital Adequacy framework

Quarterly reporting of P&L statement containing granular break up of interest income and interest expenses

Quarterly reporting of P&L statement containing granular break up of interest income and interest expenses

RAQ contains asset classification and provisioning for the advances and investment portfolio of the banks. This statement also contains sector wise granular break up of credit and investment portfolio

ROC captures details of ownership pattern of the bank and details of Executive / Whole Time Directors and Non-Executive Directors including details of other companies in such any of such officials are interested along with nature of interests.

RBS captures information on Rating wise distribution of standard advances, Rating distribution of non-SLR investments, Sale of loans and securitisation , Credit card business carried out by the bank or through its subsidiaries, Disbursements and outstanding housing finance and Details of infrastructure finance

The LR return on Structural Liquidity includes behavioural maturity profile of various components of on / off-balance sheet items on the basis of assumptions and trend analysis supported by time series analysis having five parts, viz. (i) ‘Domestic Currency – Indian Operations’, (ii) ‘Foreign Currency – Indian Operations’, (iii) ‘Combined Indian Operations – Domestic and Foreign Currency’ i.e. solo bank level, (iv) ‘Overseas branch Operations–Country-Wise’ and (v) ‘For Consolidated Bank Operations’.

IRS captures the banks exposure to the interest rate risk.

BSA captures audited accounts of the bank with notes on accounts

Section 1 of RLC captures all individual borrowers (excluding banks) having exposure in excess of 15% of regulatory capital or a minimum of top 50 large borrowers. In section 2, All borrower groups having total exposure in excess of 30 % of bank’s capital funds or a minimum of 50 large borrower groups should be reported irrespective of the percentage of such exposure to bank’s capital funds; Section 3 captures exposure to top 20 exposure to banks irrespective of the percentage of such exposures to the bank’s capital funds.

CRILC captures credit information of borrowers having aggregate fund-based and non-fund based exposure of Rs.5 crore and above

Data on RFA/Fraud classified borrowers in terms of framework on loan frauds

The report contains information/data on financial performance, large exposure in excess of 10% of capital funds and ownership details of each subsidiary / joint venture / associate of banks

CPR contains consolidated prudential information at the level of the group to which the supervised bank / institution belongs and is derived from the consolidated balance sheet and profit and loss account, prepared as per extant guidelines on preparation of Consolidated Financial Statements.

Branch wise break up of assets and liabilities on the basis of residual maturity / next repricing date, gap, off balance sheet exposures, unreconciled entries with other branches, with other Indian banks branches in same foreign centre and accounts with other banks

This return captures the reporting of large exposures and investments made during the quarter is divided into three sections- Listing of customers having limits or outstanding of US$ 5 million & above, listing of new customers having limits or outstanding of US$ 1 to 5 million and investments made during the quarter amounting to more than US$ 1 million.

CEM captures country-wise concentration of credit exposures at each overseas geography

ROP captures the profitability numbers for the current quarter and the cumulative position(YTD) of all the overseas branches

Report on Assets and Liabilities of AIFIs

Report on Capital Adequacy of AIFIs

Report on Operating Result of AIFIs

Report on Asset Quality of AIFIs

Report on Large Credits of AIFIs

Report On Ownership And Control of AIFIs

Report on Subsidiaries/ Associates/ Affiliates and Connected Lending

The return collects amount of equities purchased and sold from / in the capital market during the relevant week. The reported data is furnished to Government of India.

Statement captures the key drivers for Basel III leverage ratio

The LCR contains 7 returns viz. BLR 1, BLR 2, BLR 3, BLR 4, BLR 5, BLR -6 & BLR -7 and monitors that a bank maintains an adequate level of unencumbered HQLAs that can be converted into cash to meet its liquidity needs for a 30 calendar day time horizon under a significantly severe liquidity stress scenario specified by supervisors.

Report on Actual or Suspected Frauds in Banks

Update of Form FMR-1

Report on Dacoities / Robberies / Theft / Burglaries

Report on action plan in public sector banks

Report on the security arrangements in public sector banks. Contains information regarding number of branches considered vulnerable, branches provided with armed guards, alarm system, and other security measures provided

Data is collected for furnishing consolidated FSIs to IMF.

Capturing the intra-group transactions and exposures amongst the identified FCs

Whole Bank Long Form Audit Report and Compliance thereof

Qualitative/ Quantitative review of entire investment portfolio of the bank for the half year

Return on Defaulted Borrowers

Profile of Investment Portfolio

Return capturing additional data on loan portfolio

Report on Dacoities/Robberies/Theft/Burglaries

Report of Commodity Hedging in Overseas Market

This return collects data on customer complaints registered in Small Finance Banks and Payments Banks.

Consolidated proforma which has replaced Proforma I and Proforma II

Liberalised Remittance Scheme of USD 2,50,000 for resident individuals

Return on Connected Exposure

Large Exposures Framework

CRILC return for UCBs

Monthly Return of unclaimed deposits/credits/ accounts/ in India which have not been operated upon/remained unclaimed for 10 years or more as on the date of the return and transferred to the DEA Fund Account. (To be submitted online to the Reserve Bank of India by 15th of the succeeding month)

Statement of remittance of profits/surplus by foreign banks

Monthly return claiming refund from the DEA Fund (Original hardcopy to be submitted by 15th of the succeeding month to which the claim pertains)

Certificate of reconciliation of balances for the Half Year ended June/December to be submitted by banks not later than July 31 and January 31

A yearly return certified by statutory auditor and to be submitted by banks in original within one month from the date of completion of their annual audit

Interest Rate Risk Positions for clients having outstanding derivative of Rs.10 billion

Cross-border remittances arising out of Rupee interest rate derivatives transactions undertaken by non-residents

The distribution of customer transactions (across FX-Retail, other electronic trading platforms and other channels) and the fees charged by them

To report issue of equity instruments by an Indian company to non-resident investors

To report transfer of equity instruments between resident and non-resident.

To report receipt of capital contribution/ acquisition of profit shares in an LLP to a non-resident investor

To report transfer of capital contribution/ profit shares between a resident and a non-resident

To report issue of Convertible Notes by a start-up company to non-resident investor or transfer of convertible notes between a resident and a non-resident.

To report issue of ESOPs by an indian company to its non-resident employees

To report issue of Depository receipts (ADRs/GDRs) by an Indian company

To report downstream investment made by an indian company in another indian company resulting in indirect foreign investment in the investee indian company.

To report issue of units by an investment vehicle against the foreign inflow received in its corpus.

Reporting of Long term Advance of USD 100 million & more alongwith Progress Report to be submitted by Authorised Dealer Bank on utilization of Long term export Advances

Statement on default in Merchanting Trade Transactions (MTT)

Data on MCLR of SCBs (excluding RRBs, SFBs and PBs)

Deposit rates (including NRI deposits), rupee lending rates (outstanding as also on fresh loans sanctioned) and foreign currency export credit of SCBs (excluding RRBs, SFBs and PBs), External Benchmark based Lending Rate data of SCBs (excluding RRBs, SFBs and PBs)

Analyzing trends in sector- wise and industry-wise bank credit

Monitoring of daily CRR balances

Supplementary return on daily SLR

Details of international transactions using credit card / debit card / unified payment interface (UPI) along with their economic classification (merchant category code – MCC) will be captured

The return collects data on Personal Loans sanctioned to Promoters of distressed MSMEs under CREDIT GUARANTEE SCHEME FOR SUBORDINATE DEBT- CGSSD

The return captures financial details, viz. components of Assets and Liabilities, Profit and Loss account, Exposure to sensitive sectors etc. for NBFC-D and NBFC-NDSI.

The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for non-deposit taking non-NDSI NBFCs.

The return captures compliance with various prudential norms, e.g. Capital Adequacy, Asset Classification, Provisioning, NOF etc. for NBFC-Deposit taking and NBFC-NDSI.

To capture the details of mismatch in projected future cash inflows and outflows based on the busniess projections.

To capture (i) The details of mismatch in projected future cash inflows and outflows based on the maturity pattern of assets and liabilities at the end of the reporting period for NBFCs-NDSI; (ii) The details of interest rate risk.

To capture details in respect of NBFCs which accepted public deposits and whose CoR was rejected

The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for RNBCs.

To capture financial parameters and various operational details e.g. assets (NPA) acquired, acquisition cost, their recovery status etc. for ARCs.

To capture credit information on aggregate exposure of ₹5 Crore and above to a single borrower.

All NBFCs-D, NBFCs-NDSI and NBFCs-Factors having aggregate exposure of ₹5 Crore and above to a single borrower reported in SMA-0 for the week