List of Returns - RBI - Reserve Bank of India
S.No | Return Name | Return Description | Frequency | Department Concerned | Reporting Entity Required To Submit The Return* | Details Of Related Circulars | Reporting Format | Name Of The Reporting Platform |
---|---|---|---|---|---|---|---|---|
101 | Advances/Investments | Planning - 3: UCB's Investment in other UCBs / Institutions |
Quarterly | DoS | All UCBs | Master Circular on Exposure Norms and Statutory/Other Restrictions - UCBs, UBD.PCB.MC.No. 1/13.05.000/2010-11 dated July 01, 2010 | CIMS | |
102 | Advances/Investments | Dir - I: Statement showing details of Advances against Security of Shares/ Debentures |
Quarterly | DoS | All UCBs | Master Circular on Exposure Norms and Statutory/Other Restrictions - UCBs, UBD.PCB.MC.No. 1/13.05.000/2010-11 dated July 01, 2010 | CIMS | |
103 | Advances/Investments | Dir - IV: Statement on Information in respect of Loans & Advances to Bank’s Directors |
Quarterly | DoS | All UCBs | Master Circular on Exposure Norms and Statutory/Other Restrictions - UCBs, UBD.PCB.MC.No. 1/13.05.000/2010-11 dated July 01, 2010 | CIMS | |
104 | Form - II | Statement of Unsecured Loans and Advances to Directors/ Firms in which they have Interest |
Monthly | DoS | All UCBs | The Depositor Education and Awareness Fund Scheme, 2014 –Section 26A of Banking Regulation Act, 1949- Operational Guidelines Operational Guidelines issued for DEA Fund Scheme, 2014 vide letter dated September 27, 2017 |
CIMS | |
105 | Form - VI | Statement on Offices in India |
Quarterly | DoS | All UCBs | Master Circular, UBD.LS (PCB) MC. No.14/07.01.00/ 2013-14, July 01, 2013 | CIMS | |
106 | DCM | Daily Call and Notice Money Operations during the fortnight |
Fortnightly | DoS | All UCBs | Master Circular on Call/Notice Money Market Operations, IDMD.PCD. 03/14.01.01/2013-14, dated July 01, 2013 | CIMS | |
107 | Foreign Exchange Turnover (FTD) | Foreign Exchange Turnover- Client and Interbank in Spot, Swaps and Forwards (including cancellations) |
Daily | FMRD | Authorised Dealer Category - I Banks | Master Direction - Risk Management and Inter-Bank Dealings RBI/FMRD/2016-17/31 FMRD Master Direction No. 1/2016-17 July 5, 2016 | CIMS | |
108 | Gaps, Position, and Cash Balances (GPB) | Gaps of foreign currency, net open exchange positions and cash balances |
Daily | FMRD | Authorised Dealer Category - I Banks | Master Direction - Risk Management and Inter-Bank Dealings RBI/FMRD/2016-17/31 FMRD Master Direction No. 1/2016-17 July 5, 2016 | CIMS | |
109 | Exposure in Foreign Exchange and Amount of Exposure Hedged | Consolidated information relating to exposures of corporates in foreign currency |
Quarterly | FMRD | Authorised Dealer Category - I Banks | Master Direction - Risk Management and Inter-Bank Dealings RBI/FMRD/2016-17/31 FMRD Master Direction No. 1/2016-17 July 5, 2016 | CIMS | |
110 | FCY-Rupee Option Transactions | Option Transaction Report, Option Position Report, Change in Portfolio Delta Report and Strike Concentration Report |
Weekly | FMRD | Authorised Dealer Category - I Banks | Master Direction - Risk Management and Inter-Bank Dealings RBI/FMRD/2016-17/31 FMRD Master Direction No. 1/2016-17 July 5, 2016 | ||
111 | Outstanding Foreign Currency Borrowings (OFCB) | Total outstanding foreign currency borrowings under all categories |
Monthly | FMRD | Authorised Dealer Category - I Banks | Master Direction - Risk Management and Inter-Bank Dealings RBI/FMRD/2016-17/31 FMRD Master Direction No. 1/2016-17 July 5, 2016 | CIMS | |
112 | Holding of Foreign Currencies | Statement in form BAL giving details of holding of all foreign currencies by AD Bank |
Fortnightly | FMRD | Authorised Dealer Category - I Banks | Master Direction - Risk Management and Inter-Bank Dealings RBI/FMRD/2016-17/31 FMRD Master Direction No. 1/2016-17 July 5, 2016 | CIMS | |
113 | List of Offices/Branches of AD Bank Maintaining Rupee Accounts of Non-Resident Banks | List of all offices/branches, of an AD bank, which are maintaining Rupee accounts of non-resident banks |
Annually | FMRD | Authorised Dealer Category - I Banks | Master Direction - Risk Management and Inter-Bank Dealings RBI/FMRD/2016-17/31 FMRD Master Direction No. 1/2016-17 July 5, 2016 | Hardcopy | |
114 | Suspicious Transactions undertaken by Non-Resident Importer/Exporter | Doubtful transactions involving frequent cancellation of hedge transactions and / or the underlying trade transactions. |
Quarterly | FMRD | Authorised Dealer Category - I Banks | Master Direction - Risk Management and Inter-Bank Dealings RBI/FMRD/2016-17/31 FMRD Master Direction No. 1/2016-17 July 5, 2016 | CIMS | |
115 | Return on Asset Liability and Off-Balance Sheet Exposures (ALE) | The ALE return contains the granular breakup of Assets and liability items along with details regarding off balance sheet and derivative exposures- |
Monthly / Quarterly | DoS | Monthly (SCBs)/ Quarterly(CBs) [excluding PBs] | DOS.PS.SRS.Bks.01/ 15.02.800/94-95 dated February 28, 1995 DBS.No.BC.OSMOS.3/ 33.01.021/2001-02 dated September 28, 2001 DBS. CO. OSMOS. BC. No. 20 /33.01.001/2004-05 dated May 04, 2005 |
CIMS | |
116 | Return on Assets, Liabilities and Exposure-PBs | The ALE return contains the granular breakup of Assets and liability items along with details regarding off balance sheet and derivative exposures. |
Monthly | DoS | All PBs | Mail to Payment Banks | XBRL Phase III | |
117 | Return on Capital Adequacy - Basel-I (RCA-1) | Computation of capital base; computation of risk weighted assets; and risk based capital as per BASEL - I Capital Adequacy framework |
Quarterly | DoS | All LABs, SFBs and PBs | DOS.PS.SRS.Bks.01/ 15.02.800/94-95 dated February 28, 1995 DBS.No.BC.OSMOS.3/ 33.01.021/2001-02 dated September 28, 2001 DBS. CO. OSMOS. BC. No. 20 /33.01.001/2004-05 dated May 04, 2005 |
CIMS | |
118 | Return on Capital Adequacy-III (RCA - III) | Computation of capital base; computation of risk weighted assets; and risk based capital as per BASEL - III Capital Adequacy framework |
Quarterly | DoS | All SCBs [excluding SFBs and PBs] | DOS.PS.SRS.Bks.01/ 15.02.800/94-95 dated February 28, 1995 DBS.No.BC.OSMOS.3/ 33.01.021/2001-02 dated September 28, 2001 DBS. CO. OSMOS. BC. No. 20 /33.01.001/2004-05 dated May 04, 2005 |
CIMS | |
119 | Return on Operating Results (ROR) | Quarterly reporting of P&L statement containing granular break up of interest income and interest expenses |
Quarterly | DoS | All CBs excluding PBs | DOS.PS.SRS.Bks.01/ 15.02.800/94-95 dated February 28, 1995 DBS.No.BC.OSMOS.3/ 33.01.021/2001-02 dated September 28, 2001 DBS. CO. OSMOS. BC. No. 20 /33.01.001/2004-05 dated May 04, 2005 |
CIMS | |
120 | Return on Operating Results (ROR) - PBs | Quarterly reporting of P&L statement containing granular break up of interest income and interest expenses |
Quarterly | DoS | All PBs | Mail to Payment Banks | CIMS | |
121 | Return on Asset Quality (RAQ) | RAQ contains asset classification and provisioning for the advances and investment portfolio of the banks. This statement also contains sector wise granular break up of credit and investment portfolio |
Monthly / Quarterly | DoS | Monthly [Section - 9 only by all SCBs except SFBs and PBs]/Quarterly [all CBs except PBs] | DOS.PS.SRS.Bks.01/ 15.02.800/94-95 dated February 28, 1995 DBS.No.BC.OSMOS.3/ 33.01.021/2001-02 dated September 28, 2001 DBS. CO. OSMOS. BC. No. 20 /33.01.001/2004-05 dated May 04, 2005 |
CIMS | |
122 | Return on Ownership and Control (ROC) | ROC captures details of ownership pattern of the bank and details of Executive / Whole Time Directors and Non-Executive Directors including details of other companies in such any of such officials are interested along with nature of interests. |
Half-yearly | DoS | All CBs except FBs | DOS.PS.SRS.Bks.01/ 15.02.800/94-95 dated February 28, 1995 DBS.No.BC.OSMOS. 3/33.01.021/2001-02 dated September 28, 2001 DBS. CO. OSMOS. BC. No. 20 /33.01.001/2004-05 dated May 04, 2005 |
CIMS | |
123 | Risk Based Supervision Return (RBS) | RBS captures information on Rating wise distribution of standard advances, Rating distribution of non-SLR investments, Sale of loans and securitisation , Credit card business carried out by the bank or through its subsidiaries, Disbursements and outstanding housing finance and Details of infrastructure finance |
Quarterly | DoS | All CBs [excluding SFBs and PBs] | DBS.CO.OSMOS.BC.No. 16/33.01.001/2002-2003 dated May 17, 2003 DBS. CO. OSMOS. BC. No. 20 /33.01.001/2004-05 dated May 04, 2005 |
CIMS | |
124 | Liquidity Return (LR) | The LR return on Structural Liquidity includes behavioural maturity profile of various components of on / off-balance sheet items on the basis of assumptions and trend analysis supported by time series analysis having five parts, viz. (i) ‘Domestic Currency – Indian Operations’, (ii) ‘Foreign Currency – Indian Operations’, (iii) ‘Combined Indian Operations – Domestic and Foreign Currency’ i.e. solo bank level, (iv) ‘Overseas branch Operations–Country-Wise’ and (v) ‘For Consolidated Bank Operations’. |
Fortnightly/ Monthly/Quarterly | DoS | Fortnightly - All SCBs [excluding SFBs and PBs]/ Quarterly - All SCBs including PBs | DBOD.BP No 56/21.04.098/ 2012-13 dated November 7, 2012 | CIMS | |
125 | Return on Interest Rate Sensitivity- (IRS)- Traditional Gap & Duration Gap | IRS captures the banks exposure to the interest rate risk. |
Monthly | DoS | All CBs excluding LABs | DBS.BC.No.OSMOS.2/33.01.001.15.98-99 dated July 17, 1999 DBS. CO. OSMOS. BC. No. 20 /33.01.001/2004-05 dated May 04, 2005 |
CIMS | |
126 | Balance Sheet Analysis (BSA) | BSA captures audited accounts of the bank with notes on accounts |
Yearly | DoS | All CBs | DBOD.No.BP.BC.3/21.04.109/99 dated Feb 8, 1999 | CIMS | |
127 | Return on Large Credits (RLC) | Section 1 of RLC captures all individual borrowers (excluding banks) having exposure in excess of 15% of regulatory capital or a minimum of top 50 large borrowers. In section 2, All borrower groups having total exposure in excess of 30 % of bank’s capital funds or a minimum of 50 large borrower groups should be reported irrespective of the percentage of such exposure to bank’s capital funds; Section 3 captures exposure to top 20 exposure to banks irrespective of the percentage of such exposures to the bank’s capital funds. |
Quarterly | DoS | All CBs excluding PBs | DOS.PS.SRS.Bks.01/15.02.800/94-95 dated February 28, 1995 DBS.CO.OSMOS.BC.4/33.01.001/2000-2001 dated October 18, 2000 DBS. CO. OSMOS. BC. No. 20 /33.01.001/2004-05 dated May 04, 2005 |
CIMS | |
128 | Central Repository of Information on Large Credits (CRILC) - Main | CRILC captures credit information of borrowers having aggregate fund-based and non-fund based exposure of Rs.5 crore and above |
Monthly | DoS | AIFIs and All CBs excluding PBs | RBI/2013-14/503 DBOD.BP.BC. No.97/21.04.132/2013-14 February 26, 2014 Framework for Revitalising Distressed Assets in the Economy – Guidelines on Joint Lenders’ Forum (JLF) and Corrective Action Plan (CAP) | CIMS | |
129 | Red Flagged Account/Fraud Borrowers Return (RFA/Fraud) | Data on RFA/Fraud classified borrowers in terms of framework on loan frauds |
As and when basis | DoS | AIFIs and All CBs excluding PBs | RBI/2017-18/131 DBR.No.BP.BC.101 /21.04.048/2017-18 dated February 12, 2018 Resolution of Stressed Assets – Revised Framework | CIMS | |
130 | Return on Subsidiaries/JV/Associates (RoS) | The report contains information/data on financial performance, large exposure in excess of 10% of capital funds and ownership details of each subsidiary / joint venture / associate of banks |
Half-yearly | DoS | All SCBs, Where applicable | DOS. No. BC.4/22.05.001/97, February 24, 1997. | CIMS | |
131 | Consolidated Prudential Return (CPR) | CPR contains consolidated prudential information at the level of the group to which the supervised bank / institution belongs and is derived from the consolidated balance sheet and profit and loss account, prepared as per extant guidelines on preparation of Consolidated Financial Statements. |
Half-yearly | DoS | All SCBs, Where applicable | DBS.CO.OSMOS.BC.No. 16/33.01.001/2002-2003 dated May 17, 2003 | CIMS | |
132 | Return on Asset Liability and Off-Balance Sheet Exposures (ALO) | Branch wise break up of assets and liabilities on the basis of residual maturity / next repricing date, gap, off balance sheet exposures, unreconciled entries with other branches, with other Indian banks branches in same foreign centre and accounts with other banks |
Quarterly | DoS | All CBs having overseas operations (excluding FBs) | DBS.No.FBC.BC.34/13.12.001/99-2000 dated April 6, 2000 | CIMS | |
133 | Return on Large Exposures (RLE) | This return captures the reporting of large exposures and investments made during the quarter is divided into three sections- Listing of customers having limits or outstanding of US$ 5 million & above, listing of new customers having limits or outstanding of US$ 1 to 5 million and investments made during the quarter amounting to more than US$ 1 million. |
Quarterly | DoS | All CBs having overseas operations (excluding FBs) | DBS.No.FBC.BC.34/13.12.001/99-2000 dated April 6, 2000 | CIMS | |
134 | Return on Country Exposures and Maturity (CEM) | CEM captures country-wise concentration of credit exposures at each overseas geography |
Quarterly | DoS | All CBs having overseas operations (excluding FBs) | DBS.No.FBC.BC.34/13.12.001/99-2000 dated April 6, 2000 | CIMS | |
135 | Return on Profitability (ROP) | ROP captures the profitability numbers for the current quarter and the cumulative position(YTD) of all the overseas branches |
Quarterly | DoS | All CBs having overseas operations (excluding FBs) | DBS.No.FBC.BC.34/13.12.001/99-2000 dated April 6, 2000 | CIMS | |
136 | Report on Asset and Liabilities (RAL) | Report on Assets and Liabilities of AIFIs |
Quarterly | DoS | AIFIs | DBS.FID.No.02/10.06.00/99-00 dated July 28, 1999 | CIMS | |
137 | Return on Capital Adequacy - Basel-I - (RCA-1) | Report on Capital Adequacy of AIFIs |
Quarterly | DoS | AIFIs | DBS.FID.No.02/10.06.00/99-00 dated July 28, 1999 | CIMS | |
138 | Return on Operating Results - Financial Institutions Division (ROR) | Report on Operating Result of AIFIs |
Quarterly | DoS | AIFIs | DBS.FID.No.02/10.06.00/99-00 dated July 28, 1999 | CIMS | |
139 | Return on Asset Quality - Financial Institutions Division (RAQ) | Report on Asset Quality of AIFIs |
Quarterly | DoS | AIFIs | DBS.FID.No.02/10.06.00/99-00 dated July 28, 1999 | CIMS | |
140 | Return on Large Credits - Financial Institutions Division (RLC) | Report on Large Credits of AIFIs |
Quarterly | DoS | AIFIs | DBS.FID.No.02/10.06.00/99-00 dated July 28, 1999 | CIMS | |
141 | Return on Ownership and Control - Financial Institutions Division | Report On Ownership And Control of AIFIs |
Quarterly | DoS | AIFIs | DBS.FID.No.02/10.06.00/99-00 dated July 28, 1999 | CIMS | |
142 | Return on Connected Lending Financial Institutions Division (RCL) | Report on Subsidiaries/ Associates/ Affiliates and Connected Lending |
Quarterly | DoS | AIFIs | DBS.FID.No.02/10.06.00/99-00 dated July 28, 1999 | CIMS | |
143 | Equity Investment in Capital Market (JPC data) | The return collects amount of equities purchased and sold from / in the capital market during the relevant week. The reported data is furnished to Government of India. |
Weekly | DoS | Select 11 Banks# | DBS. CO. OSMOS. No. 12799/ 33.04.008 /2007-08, dated March 26, 2008 | Data Collector | |
144 | Leverage Ratio Statement (LRS) | Statement captures the key drivers for Basel III leverage ratio |
Quarterly | DoS | All CBs excluding LABs | DBR.No.BP.BC.58/21.06.201/2014-15 dated Jan 08, 2015 | CIMS | |
145 | Basel Liquidity Returns (BLR) | The LCR contains 7 returns viz. BLR 1, BLR 2, BLR 3, BLR 4, BLR 5, BLR -6 & BLR -7 and monitors that a bank maintains an adequate level of unencumbered HQLAs that can be converted into cash to meet its liquidity needs for a 30 calendar day time horizon under a significantly severe liquidity stress scenario specified by supervisors. |
Monthly | DoS | All SCBs excluding PBs | DBS.No.OSMOS.2915/33.01.001/2014-15 dated September 5, 2014 | CIMS | |
146 | FMR-1 | Report on Actual or Suspected Frauds in Banks |
within three weeks from the date of detection of fraud | DoS | All CBs and AIFIs | RBI/DBS/2016-17/28 DBS. CO.CFMC.BC. No.1/23.04.001/2016-17 Master Directions on Frauds – Classification and Reporting by commercial banks and select FIs | XBRL Phase II | |
147 | FMR-3 | Update of Form FMR-1 |
Quarterly | DoS | All CBs and select AIFIs | RBI/DBS/2016-17/28 DBS.CO. CFMC.BC. No.1/23.04.001/2016-17 Master Directions on Frauds – Classification and Reporting by commercial banks and select FIs | XBRL Phase II | |
148 | FMR-4 | Report on Dacoities / Robberies / Theft / Burglaries |
Quarterly | DoS | All CBs and select AIFIs | RBI/DBS/2016-17/28 DBS.CO. CFMC.BC. No.1/23.04.001/2016-17 Master Directions on Frauds – Classification and Reporting by commercial banks and select FIs | CIMS | |
149 | Vigilance Monitoring Return -VMR I & III (VMR I in CIMS) | Report on action plan in public sector banks |
Quarterly | DoS | All PSBs and AIFIs | Circular DOS. 11287 / 17.05.001 / 95 dated May 20, 1995 | CIMS | |
150 | Vigilance Monitoring Return VMR-II | Report on the security arrangements in public sector banks. Contains information regarding number of branches considered vulnerable, branches provided with armed guards, alarm system, and other security measures provided |
Quarterly | DoS | All PSBs | Ref.DBOD.No.GC 1314- C 408A SA 85 dated Oct 28, 1985 | CIMS | |
151 | Financial Soundness Indicators (FSI) | Data is collected for furnishing consolidated FSIs to IMF. |
Quarterly | DoS | All CBs (excluding FBs), AIFIs | Intimation by letter dated Mar 25, 2010 | CIMS | |
152 | Return on financial conglomerates | Capturing the intra-group transactions and exposures amongst the identified FCs |
Quarterly | DoS | All Financial Conglomerates for which RBI is the Principal Regulator | Communicated to the reporting entities individually along with the guidance note for submission of the returns. | CIMS | |
153 | Whole Bank Long Form Audit Report and Compliance thereof | Whole Bank Long Form Audit Report and Compliance thereof |
Yearly | DoS | All CBs | DBS.CO.PPD.BC/13/11.01.005/2007-08 dated May 13, 2008. | Hardcopy | |
154 | Half-Yearly Review of Investment Portfolio | Qualitative/ Quantitative review of entire investment portfolio of the bank for the half year |
Half-yearly | DoS | All CBs | RBI/2015-16/97 DBR No BP.BC.6/21.04.141/2015-16, dated July 01, 2015 |
Hardcopy | |
155 | Return on Defaulted Borrowers(RDB) | Return on Defaulted Borrowers |
Weekly | DoS | AIFIs and All CBs excluding PBs | RBI/2017-18/131 DBR.No.BP.BC.101/ 21.04.048/2017-18 dated February 12, 2018 Resolution of Stressed Assets – Revised Framework | CIMS | |
156 | Return on Investment Portfolio (RIP) | Profile of Investment Portfolio |
Quarterly | DoS | All PBs | Mail to Payment Banks | CIMS | |
157 | Additional Data on Loan portfolio, Branch Profile and Financial Inclusion (LBFI) | Return capturing additional data on loan portfolio |
Quarterly | DoS | All SFBs | Mail to SFBs | CIMS | |
158 | FMR 4 | Report on Dacoities/Robberies/Theft/Burglaries |
Quarterly | DoS | All Primary (Urban) Co-operative Banks | RBI/2015-16/1 DCBR.CO.BPD.MC.No.1/12.05.001/2015-16 July 1, 2015 Master Circular on Frauds- Classification and Reporting | CIMS | |
159 | Report of Commodity Hedging in Overseas Market (w.e.f April 01, 2018) | Report of Commodity Hedging in Overseas Market |
Quarterly | FMRD | AD Cat-1 Banks | RBI/2017-18/138 A.P. (DIR Series) Circular No. 19 Hedging of Commodity Price Risk and Freight Risk in Overseas Markets (Reserve Bank) Directions March 12, 2018 | CIMS | |
160 | Return on Complaints (RoComp) | This return collects data on customer complaints registered in Small Finance Banks and Payments Banks. |
Quarterly | DoS | All SFBs and PBs | Mail to Payment Banks | CIMS | |
161 | Proforma | Consolidated proforma which has replaced Proforma I and Proforma II |
As and when | DSIM | SCBs (including RRBs), Co-operative Banks | Revision in Proforma and Reporting of Bank/Banking Outlet (BO) details under the Central Information System for Banking Infrastructure (CISBI) RBI/2018-19/228 DBR.No.BAPD.BC.50/22.01.001/2018-19 dated June 28, 2019 |
CISBI | |
162 | Liberalised Remittance Scheme | Liberalised Remittance Scheme of USD 2,50,000 for resident individuals |
Daily | FED | AD Category - I Banks | Liberalised Remittance Scheme (LRS) for Resident Individuals - daily reporting of transactions | XBRL Phase II | |
163 | Return on Connected Exposure (RCE) | Return on Connected Exposure |
Quarterly | DoS | All CBs | DBS.CO.OSMOS.BC.4/33.01.001/2000-2001 dated October 18, 2000 DBS.No.BC.OSMOS.3/ 33.01.021/2001-02 dated September 28, 2001 |
CIMS | |
164 | Large Exposure Framework Return (LEF) | Large Exposures Framework |
Quarterly | DoS | All SCBs excluding PBs | Large Exposures Framework RBI/2016-17/167 DBR.No.BP.BC.43/21.01.003/2016-17 dated December 01, 2016 | CIMS | |
165 | CRILC UCBs | CRILC return for UCBs |
Quarterly | DoS | UCBs with total assets ₹500 crores and above as on previous financial year | Central Repository of Information on Large Credit- UCBs | CIMS | |
166 | Form I | Monthly Return of unclaimed deposits/credits/ accounts/ in India which have not been operated upon/remained unclaimed for 10 years or more as on the date of the return and transferred to the DEA Fund Account. (To be submitted online to the Reserve Bank of India by 15th of the succeeding month) |
Monthly | DoR | SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs | Operational Guidelines issued for DEA Fund Scheme, 2014 vide letter no. 3044/30.01.002/2017-18 dated September 27, 2017 to all banks | eKuber | |
167 | Proforma for reporting details of profits remitted to Head Office by foreign banks operating in India |
Statement of remittance of profits/surplus by foreign banks |
Yearly | DOR/DoS | Foreign Banks | DBOD.No.IBS.BC.175/23.09.001/99-2000 dt May 19, 2000; DBOD.No.IBS.BC.99/23.09.001/98-99 dt October 09, 1998; | Hardcopy | |
168 | Form II | Monthly return claiming refund from the DEA Fund (Original hardcopy to be submitted by 15th of the succeeding month to which the claim pertains) |
Monthly | DoR | SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs | Operational Guidelines issued for DEA Fund Scheme, 2014 vide letter no. 3044/30.01.002/2017-18 dated September 27, 2017 to all banks | eKuber/ Hardcopy | |
169 | Form III | Certificate of reconciliation of balances for the Half Year ended June/December to be submitted by banks not later than July 31 and January 31 |
Half-yearly | DoR | SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs | The Depositor Education and Awareness Fund Scheme, 2014 –Section 26A of Banking Regulation Act, 1949- Operational Guidelines Operational Guidelines issued for DEA Fund Scheme, 2014 vide letter dated September 27, 2017 Revised Timeline for submission of Reconciliation Certificate - Letter dated August 27, 2018 |
Hardcopy/Email | |
170 | Annual Certificate | A yearly return certified by statutory auditor and to be submitted by banks in original within one month from the date of completion of their annual audit |
Annual | DoR | SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs | The Depositor Education and Awareness Fund Scheme, 2014 –Section 26A of Banking Regulation Act, 1949- Operational Guidelines Operational Guidelines issued for DEA Fund Scheme, 2014 vide letter dated September 27, 2017 Revised Timeline for submission of Reconciliation Certificate - Letter dated August 27, 2018 |
Hardcopy/Email | |
171 | Interest Rate Risk Positions for clients | Interest Rate Risk Positions for clients having outstanding derivative of Rs.10 billion |
Quarterly | FMRD | Banks and Primary Dealers | Rupee Interest Rate Derivatives (Reserve Bank) Directions, 2019 | Email & CIMS | |
172 | Cross-border remittances arising out of Rupee interest rate derivatives transactions undertaken by non-residents | Cross-border remittances arising out of Rupee interest rate derivatives transactions undertaken by non-residents |
Monthly | FMRD | Banks | Rupee Interest Rate Derivatives (Reserve Bank) Directions, 2019 | ||
173 | FX- Transactions- Retail platform | The distribution of customer transactions (across FX-Retail, other electronic trading platforms and other channels) and the fees charged by them |
Quarterly | FMRD | AD Category - I - Banks | Rollout of the foreign exchange trading platform for retail participants – FX-Retail | Email & CIMS | |
174 | FC-GPR | To report issue of equity instruments by an Indian company to non-resident investors |
Within 30 days from the date of issue Indian company | FED | Indian company | Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
175 | FC-TRS | To report transfer of equity instruments between resident and non-resident. |
Within 60 days from the date of transfer or date of remittance whichever is earlier | FED | Transferor/Transferee/ Investee indian company with onus on the resident transferor/transferee | Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
176 | LLP-I | To report receipt of capital contribution/ acquisition of profit shares in an LLP to a non-resident investor |
Within 30 days from the date of remittance. | FED | LLP | Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
177 | LLP-II | To report transfer of capital contribution/ profit shares between a resident and a non-resident |
Within 60 days from the date of remittance | FED | Transfereor/transferee/ investee LLP with onus on the resident transferor/transferee | Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
178 | CN | To report issue of Convertible Notes by a start-up company to non-resident investor or transfer of convertible notes between a resident and a non-resident. |
For issue :Within 30 days from the date of issue For transfer: Within 30 days from the date of transfer |
FED | For issue: Indian Start-up company For transfer: Resident transferor/transferee |
Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
179 | ESOP | To report issue of ESOPs by an indian company to its non-resident employees |
Within 30 days from the date of issue of ESOPs | FED | Indian company | Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
180 | DRR | To report issue of Depository receipts (ADRs/GDRs) by an Indian company |
Within 30 days from date of close of issue. | FED | Domestic custodian | Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
181 | DI | To report downstream investment made by an indian company in another indian company resulting in indirect foreign investment in the investee indian company. |
Within 30 days from the date of allotment of equity instruments | FED | Investor Indian company | Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
182 | InVI | To report issue of units by an investment vehicle against the foreign inflow received in its corpus. |
Within 30 days from the date of issue of units | FED | Investment Vehicle | Foreign Exchange Management (Mode of Payment and Reporting of Non-Debt Instruments) Regulations, 2019 | FIRMS | |
183 | Reporting of Long term Advance | Reporting of Long term Advance of USD 100 million & more alongwith Progress Report to be submitted by Authorised Dealer Bank on utilization of Long term export Advances |
Yearly | FED | AD Category - I Banks | RBI/2013-14/597 A.P. (DIR Series) Circular No.132 dated May 21, 2014 Export of Goods - Long Term Export Advances | Hardcopy | |
184 | Statement on default in MTT | Statement on default in Merchanting Trade Transactions (MTT) |
Half-yearly | FED | AD Category - I Banks | RBI/2013-14/452 A.P. (DIR Series) Circular No.95 dated January 17, 2014 Merchanting Trade Transactions and RBI/2013-14/545 A.P. (DIR Series) Circular No.115 dated March 28, 2014 Merchanting Trade Transactions- Revised guidelines | Hardcopy | |
185 | MCLR (Marginal Cost of funds based Lending Rate) Return (MPD07) | Data on MCLR of SCBs (excluding RRBs, SFBs and PBs) |
Daily (On every review date of MCLR) | MPD | SCBs (excluding RRBs, SFBs and PBs) | Master Direction-Reserve Bank of India (Interest Rate on Advances) Directions, 2016 Number & Date: RBI/DBR/2015-16/20 Master Direction DBR.Dir.No.85/13.03.00/2015-16 dated March 03, 2016 | CIMS | |
186 | Interest Rate Return (erstwhile SMR VIAB) (MPD06) (Special Monthly Return (SMR)-VI-AB on interest rates of commercial banks IN CIMS) | Deposit rates (including NRI deposits), rupee lending rates (outstanding as also on fresh loans sanctioned) and foreign currency export credit of SCBs (excluding RRBs, SFBs and PBs), External Benchmark based Lending Rate data of SCBs (excluding RRBs, SFBs and PBs) |
Monthly | MPD | SCBs (excluding RRBs, SFBs and PBs) | Master Direction - Reserve Bank of India (Interest Rate on Deposits) Directions, 2016 Number & Date: RBI/DBR/2015-16/19 Master Direction DBR.Dir.No.84/ 13.03.00/2015-16 dated March 03, 2016 Master Direction-Reserve Bank of India (Interest Rate on Advances) Directions, 2016 Number & Date: RBI/DBR/2015-16/20 Master Direction DBR.Dir.No.85/13.03.00/2015-16 dated March 03, 2016 (Updated as on February 26, 2020) |
CIMS | |
187 | Sector-wise and industry-wise deployment of bank credit (SIBC)/MPD002 | Analyzing trends in sector- wise and industry-wise bank credit |
Monthly | MPD | Select SCBs (excluding RRBs) | CPC.No.1651/04.51.01/96-97 dated January 03, 1997 | CIMS | |
188 | Special Fortnightly Return-II/MPD003 | Monitoring of daily CRR balances |
Fortnightly | MPD | SCBs (excluding RRBs) | Master Direction - Reserve Bank of India [Cash Reserve Ratio (CRR) and Statutory Liquidity Ratio (SLR)] Directions - 2021 | CIMS | |
189 | Supplementary return on daily SLR/MPD004 | Supplementary return on daily SLR |
Fortnightly | MPD | SCBs (excluding RRBs) | Master Direction - Reserve Bank of India [Cash Reserve Ratio (CRR) and Statutory Liquidity Ratio (SLR)] Directions - 2021 | CIMS | |
190 | FETERS - Cards Return | Details of international transactions using credit card / debit card / unified payment interface (UPI) along with their economic classification (merchant category code – MCC) will be captured |
Monthly | DSIM/FED | All Category-I Authorised Dealer Banks | A.P. (DIR Series) Circular No.13 dated March 25, 2021 | BoP | |
191 | Return on Stressed MSME Sub-debt (RSM) | The return collects data on Personal Loans sanctioned to Promoters of distressed MSMEs under CREDIT GUARANTEE SCHEME FOR SUBORDINATE DEBT- CGSSD |
Monthly | DoS | All SCBs excluding PBs | GoI guidelines dated June 24, 2020 on Distressed Asset Fund - Subordinated Debt for Stressed MSME | CIMS | |
192 | DNBS01- Important Financial Parameters - Quarterly@ |
The return captures financial details, viz. components of Assets and Liabilities, Profit and Loss account, Exposure to sensitive sectors etc. for NBFC-D and NBFC-NDSI. |
Quarterly | DoS | NBFCs-Deposit Taking, NBFC - NDSIs (having Asset Size> ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors and NBFC-NOFHCs | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
193 | DNBS02-Important Financial Parameters - Annual@ | The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for non-deposit taking non-NDSI NBFCs. |
Annual | DoS | Non-deposit taking non-NDSI | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
194 | DNBS03-Important Prudential Parameters@ | The return captures compliance with various prudential norms, e.g. Capital Adequacy, Asset Classification, Provisioning, NOF etc. for NBFC-Deposit taking and NBFC-NDSI. |
Quarterly | DoS | NBFCs-Deposit Taking, NBFC - NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors and NBFC-NOFHCs | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
195 | DNBS04A- Short Term Dynamic Liquidity (STDL) - Quarterly@ | To capture the details of mismatch in projected future cash inflows and outflows based on the busniess projections. |
Quarterly | DoS | NBFCs-Deposit Taking, NBFC - NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC- Core Investment Companies (CICs) & NBFC-NDs having asset size between ₹100 crore and ₹500 crore. Return not to be filed by NBFC-NOFHCs | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
196 | DNBS04B-Structural Liquidity & Interest Rate Sensitivity - Monthly@ | To capture (i) The details of mismatch in projected future cash inflows and outflows based on the maturity pattern of assets and liabilities at the end of the reporting period for NBFCs-NDSI; (ii) The details of interest rate risk. |
Monthly | DoS | NBFCs-Deposit Taking, NBFC - NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC- Core Investment Companies (CICs) & NBFC-NDs having asset size between ₹100 crore and ₹500 crore. Return not to be filed by NBFC-NOFHCs | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
197 | DNBS05 - Return for CoR Rejected companies@ | To capture details in respect of NBFCs which accepted public deposits and whose CoR was rejected |
Quarterly | DoS | NBFCs whose CoR has been rejected by the Reserve Bank and were accepting/holding public deposits on the date of application for Certificate of Registration | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
198 | DNBS06 - Important Financial & Prudential Parameters - RNBCs | The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for RNBCs. |
Quarterly | DoS | RNBCs | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
199 | DNBS07 - ARCs Important Financial Parameters@ | To capture financial parameters and various operational details e.g. assets (NPA) acquired, acquisition cost, their recovery status etc. for ARCs. |
Quarterly | DoS | ARCs | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS | |
200 | DNBS08-CRILC Main Return- Monthly | To capture credit information on aggregate exposure of ₹5 Crore and above to a single borrower. |
Monthly | DoS | NBFCs-Deposit Taking, NBFC - NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC CIC (Core Investment companies). Not to be filed by NBFC-NOFHCs | Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions – 2024 | CIMS |
* Notes
SCBs: Scheduled Commercial Banks
RRBs: Regional Rural Banks
SFBs: Small Finance Banks
PBs: Payment Banks
LABs: Lead Area Banks
AIFIs: All India Financial Institutions
ADs: Authorised Dealers
IP Agents: Issuing and Paying Agents
NBFCs: Non-Banking Financial Companies
RNBCs:Residuary Non-Banking Companies
NBFC-D:Non-Banking Financial Companies- Deposit Taking
NBFC-ND-SI: Non-Banking Financial Companies- Non-Deposit Taking-Systemically Important
UCBs: Urban Cooperative Banks
StCBs: State / Central Co-operative Banks
DCCBs: District Central Co-operative Banks
CICs: Credit Information Companies
AMCs: All Authorised Money Changers
FFMCs: Full Fledged Money Changers
MTSS: Money Transfer Service Scheme
WLAs: White label ATMs
PDs: Primary Dealers
SIDBI: Small Industries Development Bank of India
@ Master Directions will be issued soon
Page Last Updated on: August 06, 2024